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XA INVESTMENTS

CHICAGO, IL · CRD 284005 · IAPD ↗ · xainvestments.com · 312-374-6930

$865.6MRegulatory AUM
13Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

62
April 2025 — XA INVESTMENTS reported RAUM up 74% ($547.1M -> $950.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2025 — XA INVESTMENTS grew from 8 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2024 — XA INVESTMENTS crossed $500M in regulatory AUM ($410.6M -> $547.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.