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WELLS FARGO ADVISORS

ST. LOUIS, MO · CRD 11025 · IAPD ↗ · wellsfargo.com · 314-875-3000

$252.25BRegulatory AUM
2366Advisory reps
4047Employees
2990Clients
11-25Planning clients
0Private funds
52States
331Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — WELLS FARGO ADVISORS added office(s): 1197 -> 1338 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — WELLS FARGO ADVISORS reported RAUM up 28% ($197.36B -> $252.25B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — WELLS FARGO ADVISORS grew from 2274 to 2366 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2026 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (332 -> 333).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 7 (325 -> 332).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — WELLS FARGO ADVISORS added office(s): 866 -> 1197 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — WELLS FARGO ADVISORS reported RAUM up 28% ($154.19B -> $197.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — WELLS FARGO ADVISORS grew from 1978 to 2274 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (322 -> 325).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
February 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (321 -> 322).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (320 -> 321).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (319 -> 320).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2024 — WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC is now doing business as WELLS FARGO ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
69
April 2024 — WELLS FARGO ADVISORS reported RAUM up 50% ($103.11B -> $154.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — WELLS FARGO ADVISORS grew from 1730 to 1978 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.