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SUMMIT TRAIL ADVISORS, LLC

NEW YORK, NY · CRD 220519 · IAPD ↗ · summittrail.com · 212-812-7010

$19.94BRegulatory AUM
31Advisory reps
94Employees
0Clients
51-100Planning clients
16Private funds
37States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
June 2026 — SUMMIT TRAIL ADVISORS, LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2026 — SUMMIT TRAIL ADVISORS, LLC added office(s): 16 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — SUMMIT TRAIL ADVISORS, LLC added office(s): 12 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
April 2026 — SUMMIT TRAIL ADVISORS, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
January 2026 — SUMMIT TRAIL ADVISORS, LLC added office(s): 10 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — SUMMIT TRAIL ADVISORS, LLC added office(s): 5 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2025 — SUMMIT TRAIL ADVISORS, LLC grew from 28 to 34 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
July 2024 — SUMMIT TRAIL ADVISORS, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2024 — SUMMIT TRAIL ADVISORS, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — SUMMIT TRAIL ADVISORS, LLC notice-filed in IA, OK, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.