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SPRINKLE FINANCIAL CONSULTANTS LLC

LITTLETON, CO · CRD 112227 · IAPD ↗ · (303) 297-2185

$926.1MRegulatory AUM
3Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2025 — SPRINKLE FINANCIAL CONSULTANTS LLC now reports custody of client assets ($19.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
February 2025 — SPRINKLE FINANCIAL CONSULTANTS LLC notice-filed in OK, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2024 — SPRINKLE FINANCIAL CONSULTANTS LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — SPRINKLE FINANCIAL CONSULTANTS LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.