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NORTHSTAR FINANCIAL COMPANIES, INC.

CONSHOHOCKEN, PA · CRD 119396 · IAPD ↗ · northstarfci.com · 610-629-6100

$519.0MRegulatory AUM
5Advisory reps
10Employees
5Clients
251-500Planning clients
0Private funds
16States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — NORTHSTAR FINANCIAL COMPANIES, INC. crossed $500M in regulatory AUM ($443.3M -> $519.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
April 2025 — NORTHSTAR FINANCIAL COMPANIES, INC. notice-filed in AZ, GA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — NORTHSTAR FINANCIAL COMPANIES, INC. reported RAUM up 56% ($284.6M -> $443.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — NORTHSTAR FINANCIAL COMPANIES, INC. grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
November 2024 — NORTHSTAR FINANCIAL COMPANIES, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2024 — NORTHSTAR FINANCIAL COMPANIES, INC. notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
July 2024 — NORTHSTAR FINANCIAL COMPANIES, INC. now reports custody of client assets ($14.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2024 — NORTHSTAR FINANCIAL COMPANIES, INC. reported RAUM up 35% ($211.0M -> $284.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.