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UNISON INVESTMENT MANAGEMENT, LLC

SAN FRANCISCO, CA · CRD 150893 · IAPD ↗ · (415) 992-4200

$1.61BRegulatory AUM
12Advisory reps
12Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — UNISON INVESTMENT MANAGEMENT, LLC shrank from 18 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2025 — UNISON INVESTMENT MANAGEMENT, LLC grew from 12 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
57
April 2024 — UNISON INVESTMENT MANAGEMENT, LLC grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.