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DESERT ROSE CAPITAL MANAGEMENT, INC.

MERIDIAN, ID · CRD 154331 · IAPD ↗ · desertrosecapital.com · 208 297-2710

$192.1MRegulatory AUM
10Advisory reps
22Employees
0Clients
0Planning clients
1Private funds
39States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
March 2026 — DESERT ROSE CAPITAL MANAGEMENT, INC. added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
March 2026 — DESERT ROSE CAPITAL MANAGEMENT, INC. notice-filed in AL, DC, DE, IL, KS, MD, MI, MO, MT, NH, NJ, NY, OK, SD, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
March 2026 — DESERT ROSE CAPITAL MANAGEMENT, INC. reported RAUM up 71% ($112.7M -> $192.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — DESERT ROSE CAPITAL MANAGEMENT, INC. added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — DESERT ROSE CAPITAL MANAGEMENT, INC. notice-filed in AR, MN, NC, PA, SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — DESERT ROSE CAPITAL MANAGEMENT, INC. reported RAUM up 42% ($79.6M -> $112.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — DESERT ROSE CAPITAL MANAGEMENT, INC. grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
January 2025 — DESERT ROSE CAPITAL MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
44
October 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. notice-filed in GA, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
October 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. reported RAUM down 32% ($117.2M -> $79.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
70
October 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. now reports 1 private fund(s) ($24.6M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
45
April 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. reported RAUM down 35% ($180.4M -> $117.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
46
April 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. notice-filed in CO, LA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — DESERT ROSE CAPITAL MANAGEMENT, INC. grew from 3 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.