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PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

BOSTON, MA · CRD 105060 · IAPD ↗ · 617-227-3111

$1.64BRegulatory AUM
8Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. reported RAUM up 33% ($1.05B -> $1.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
April 2024 — PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. crossed $1B in regulatory AUM ($693.2M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.