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W1M INVESTMENT MANAGEMENT LIMITED

LONDON, United Kingdom · CRD 112200 · IAPD ↗ · 0044 20 4617 2000

$17.14BRegulatory AUM
50Advisory reps
184Employees
1Clients
n/aPlanning clients
0Private funds
0States
1Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
April 2026 — W1M INVESTMENT MANAGEMENT LIMITED (LONDON, United Kingdom) left the SEC roster (was $17.14B RAUM, 50 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
August 2025 — WAVERTON INVESTMENT MANAGEMENT LIMITED is now doing business as W1M INVESTMENT MANAGEMENT LIMITED.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
25
April 2025 — WAVERTON INVESTMENT MANAGEMENT LIMITED's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
March 2024 — WAVERTON INVESTMENT MANAGEMENT LIMITED reported RAUM up 26% ($11.01B -> $13.91B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
March 2024 — WAVERTON INVESTMENT MANAGEMENT LIMITED grew from 44 to 51 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.