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STOCKWELL VENTURES, LLC

NEW YORK, NY · CRD 323092 · IAPD ↗ · 212-257-5757

$30.0MRegulatory AUM
5Advisory reps
12Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2026 — STOCKWELL VENTURES, LLC (NEW YORK, NY) left the SEC roster (was $30.0M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2026 — STOCKWELL VENTURES, LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2025 — STOCKWELL VENTURES, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — STOCKWELL VENTURES, LLC now reports custody of client assets ($30.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2024 — STOCKWELL VENTURES, LLC now reports 1 private fund(s) ($30.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.