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O'CONNOR FINANCIAL GROUP LLC

QUINCY, IL · CRD 168636 · IAPD ↗ · (217) 223-0113

$275.3MRegulatory AUM
4Advisory reps
7Employees
1Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — O'CONNOR FINANCIAL GROUP LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — O'CONNOR FINANCIAL GROUP LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
July 2025 — O'CONNOR FINANCIAL GROUP LLC notice-filed in FL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — O'CONNOR FINANCIAL GROUP LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — O'CONNOR FINANCIAL GROUP LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — O'CONNOR FINANCIAL GROUP LLC reported RAUM up 28% ($158.1M -> $202.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — O'CONNOR FINANCIAL GROUP LLC now reports custody of client assets ($91.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.