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GUTIERREZ WEALTH ADVISORY, LLC

LITTLE ROCK, AR · CRD 319481 · IAPD ↗ · (501) 451-6900

$329.3MRegulatory AUM
4Advisory reps
4Employees
4Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — GUTIERREZ WEALTH ADVISORY, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — GUTIERREZ WEALTH ADVISORY, LLC now reports custody of client assets ($118.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — GUTIERREZ WEALTH ADVISORY, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
62
February 2024 — GUTIERREZ WEALTH ADVISORY, LLC reported RAUM up 38% ($167.1M -> $229.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.