← Tributary

POLUS CAPITAL MANAGEMENT (US) INC.

NEW YORK, NY · CRD 323283 · IAPD ↗ · poluscapital.com · 646-653-2389

$1.18BRegulatory AUM
7Advisory reps
18Employees
0Clients
n/aPlanning clients
3Private funds
1States
7Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — POLUS CAPITAL MANAGEMENT (US) INC. crossed $1B in regulatory AUM ($508.4M -> $1.18B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
38
April 2025 — POLUS CAPITAL MANAGEMENT (US) INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — POLUS CAPITAL MANAGEMENT (US) INC. crossed $500M in regulatory AUM ($400.0M -> $508.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
April 2025 — POLUS CAPITAL MANAGEMENT (US) INC. grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
56
July 2024 — POLUS CAPITAL MANAGEMENT (US) INC. grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
July 2024 — POLUS CAPITAL MANAGEMENT (US) INC. reported RAUM up 900% ($40.0M -> $400.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
May 2024 — POLUS CAPITAL MANAGEMENT (US) INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
35
April 2024 — POLUS CAPITAL MANAGEMENT (US) INC.'s Item 11 disclosure-reporting entries rose by 4 (3 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — POLUS CAPITAL MANAGEMENT (US) INC. now reports 1 private fund(s) ($40.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.