← Tributary

WILLIAMS JONES WEALTH MANAGEMENT, LLC

NEW YORK, NY · CRD 301925 · IAPD ↗ · focusfinancialpartners.com · 212-935-8750

$12.47BRegulatory AUM
24Advisory reps
52Employees
0Clients
More than 500Planning clients
8Private funds
45States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — WILLIAMS JONES WEALTH MANAGEMENT, LLC notice-filed in IA, KS, KY, MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — WILLIAMS JONES WEALTH MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
76
April 2026 — WILLIAMS JONES WEALTH MANAGEMENT, LLC grew from 18 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2025 — WILLIAMS JONES WEALTH MANAGEMENT, LLC notice-filed in HI, PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — WILLIAMS JONES WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.