← Tributary

BOOKENDS FINANCIAL PLANNING

INDIANAPOLIS, IN · CRD 305301 · IAPD ↗ · 317-859-2502

$338.3MRegulatory AUM
5Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — BOOKENDS FINANCIAL PLANNING began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
45
April 2025 — BOOKENDS FINANCIAL PLANNING notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — BOOKENDS FINANCIAL PLANNING added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
March 2025 — BOOKENDS FINANCIAL PLANNING grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
March 2024 — BOOKENDS FINANCIAL PLANNING added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.