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ATLAS

· CRD 324191 · IAPD ↗ · 805-557-8713

$153.9MRegulatory AUM
5Advisory reps
8Employees
0Clients
51-100Planning clients
1Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
August 2026 — ATLAS notice-filed in KY, MD, NE, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — ATLAS added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2026 — ATLAS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2026 — ATLAS reported RAUM up 27% ($121.3M -> $153.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — ATLAS added office(s): 0 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
December 2025 — ATLAS now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
August 2025 — ATLAS now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
75
August 2025 — ATLAS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
June 2025 — ATLAS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2025 — ATFS ADVISERS is now doing business as ATLAS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
June 2025 — ATLAS reported RAUM up 211% ($39.1M -> $121.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2025 — ATFS ADVISERS grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — ATFS ADVISERS reported RAUM up 291284% ($13,408 -> $39.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
October 2024 — ATFS ADVISERS notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2024 — ATFS ADVISERS notice-filed in AL, CO, CT, FL, GA, IL, LA, MA, MI, NJ, NY, OH, PA, TN, TX, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — ATFS ADVISERS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.