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OAKTREE ADVISORS LLC

COOPERSBURG, PA · CRD 168271 · IAPD ↗ · (610) 882-5670

$282.8MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — OAKTREE ADVISORS LLC notice-filed in NJ, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2026 — OAKTREE ADVISORS LLC reported RAUM up 58% ($179.3M -> $282.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — OAKTREE ADVISORS LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — OAKTREE ADVISORS LLC reported RAUM up 54% ($116.2M -> $179.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — OAKTREE ADVISORS LLC now reports custody of client assets ($32.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2024 — OAKTREE ADVISORS LLC (COOPERSBURG, PA) is newly SEC-registered with $116.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.