← Tributary

HEADLANDS CAPITAL

NEW YORK, NY · CRD 163598 · IAPD ↗ · headlandscap.net · 415-263-7300

$949.4MRegulatory AUM
11Advisory reps
13Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2026 — HEADLANDS CAPITAL grew from 7 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
33
December 2025 — HEADLANDS CAPITAL moved its main office from SAN FRANCISCO, CA to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
April 2025 — HEADLANDS CAPITAL now reports custody of client assets ($1.79B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2025 — HEADLANDS CAPITAL grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
13
July 2024 — HEADLANDS CAPITAL changed its website from headlandscap.com to headlandscap.net.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
48
April 2024 — HEADLANDS CAPITAL reported RAUM up 28% ($687.7M -> $877.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.