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AXIM PLANNING & WEALTH

SPRINGBORO, OH · CRD 319618 · IAPD ↗ · aximwealth.com · 937-291-2060

$127.2MRegulatory AUM
1Advisory reps
2Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — AXIM PLANNING & WEALTH now reports custody of client assets ($47.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
July 2025 — AXIM PLANNING & WEALTH notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — AXIM PLANNING & WEALTH added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — AXIM PLANNING & WEALTH notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — AXIM PLANNING & WEALTH shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
December 2024 — AXIM PLANNING & WEALTH added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — AXIM PLANNING & WEALTH reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.