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HAVEN PRIVATE

ORLANDO, FL · CRD 329012 · IAPD ↗ · havenprivate.com · 321-329-8674

$428.1MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — HAVEN PRIVATE now reports custody of client assets ($13.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
51
April 2025 — HAVEN PRIVATE notice-filed in CA, CO, NC, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
June 2024 — HAVEN PRIVATE notice-filed in LA, OH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
June 2024 — HAVEN PRIVATE's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.