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SETPOINT CAPITAL

NEW YORK, NY · CRD 328702 · IAPD ↗ · setpointcapital.com · 512-240-2478

$835.1MRegulatory AUM
12Advisory reps
22Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
May 2026 — SETPOINT CAPITAL crossed $500M in regulatory AUM ($483.5M -> $835.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
43
April 2025 — SETPOINT MANAGEMENT LLC is now doing business as SETPOINT CAPITAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2025 — SETPOINT CAPITAL reported RAUM up 61% ($299.9M -> $483.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
59
April 2025 — SETPOINT CAPITAL grew from 5 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
83
May 2024 — SETPOINT MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $299.9M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.