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MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC

NEW YORK, NY · CRD 147548 · IAPD ↗ · investments.miraeasset.us · 212-205-8300

$5.83BRegulatory AUM
13Advisory reps
25Employees
0Clients
0Planning clients
19Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

74
April 2025 — MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC shrank from 15 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.