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LJI WEALTH MANAGEMENT, LLC

INDIANAPOLIS, IN · CRD 145399 · IAPD ↗ · ljiwm.com · 317-466-9702

$1.37BRegulatory AUM
13Advisory reps
13Employees
0Clients
1-10Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — LJI WEALTH MANAGEMENT, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — LJI WEALTH MANAGEMENT, LLC reported RAUM up 28% ($1.07B -> $1.37B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
February 2026 — LJI WEALTH MANAGEMENT, LLC notice-filed in AZ, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2025 — LJI WEALTH MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — LJI WEALTH MANAGEMENT, LLC now reports custody of client assets ($103.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
March 2025 — LJI WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($853.2M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2024 — LJI WEALTH MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — LJI WEALTH MANAGEMENT, LLC reported RAUM up 32% ($647.2M -> $853.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
79
April 2024 — LJI WEALTH MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.