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WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA · CRD 121254 · IAPD ↗ · wealthspire.com · 949.460.9898

$38.61BRegulatory AUM
139Advisory reps
244Employees
0Clients
More than 500Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — WEALTHSPIRE RETIREMENT ADVISORY reported RAUM down 67% ($118.03B -> $38.61B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — WEALTHSPIRE RETIREMENT ADVISORY shrank from 149 to 139 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — WEALTHSPIRE RETIREMENT ADVISORY added office(s): 44 -> 50 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
December 2025 — WEALTHSPIRE RETIREMENT ADVISORY filed an Item 4A succession naming WEALTHSPIRE RETIREMENT ADVISORY (CRD 121254) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
60
December 2025 — NFP RETIREMENT INC. is now doing business as WEALTHSPIRE RETIREMENT ADVISORY.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2025 — NFP RETIREMENT INC. added office(s): 26 -> 44 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — NFP RETIREMENT INC. grew from 131 to 149 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2024 — NFP RETIREMENT INC. reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — NFP RETIREMENT INC. reported RAUM up 29% ($75.05B -> $96.45B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — NFP RETIREMENT INC. grew from 115 to 131 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.