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GUILD CAPITAL MANAGEMENT

· CRD 307569 · IAPD ↗ · guildcap.com · 3109230225

$295.2MRegulatory AUM
9Advisory reps
13Employees
0Clients
n/aPlanning clients
16Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — GUILD CAPITAL MANAGEMENT reported RAUM down 30% ($417.5M -> $292.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2025 — GUILD CAPITAL MANAGEMENT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — GUILD CAPITAL MANAGEMENT grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
33
April 2024 — GUILD CAPITAL MANAGEMENT reported RAUM down 25% ($446.0M -> $332.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.