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ELMTREE FUNDS, LLC

ST. LOUIS, MO · CRD 286094 · IAPD ↗ · elmtreefunds.com · (314) 828-4200

$7.23BRegulatory AUM
18Advisory reps
34Employees
0Clients
n/aPlanning clients
15Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
January 2026 — ELMTREE FUNDS, LLC (ST. LOUIS, MO) left the SEC roster (was $7.23B RAUM, 18 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — ELMTREE FUNDS, LLC now reports custody of client assets ($7.23B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
34
April 2024 — ELMTREE FUNDS, LLC notice-filed in CA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.