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NIOBRARA CAPITAL PARTNERS

NEW YORK, NY · CRD 332070 · IAPD ↗ · niobraracap.com · 917-944-1484

$17.07BRegulatory AUM
10Advisory reps
12Employees
0Clients
n/aPlanning clients
8Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — NIOBRARA CAPITAL PARTNERS reported RAUM up 121% ($7.74B -> $17.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2026 — NIOBRARA CAPITAL PARTNERS grew from 4 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — NIOBRARA CAPITAL PARTNERS now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — NIOBRARA CAPITAL PARTNERS grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — NIOBRARA CAPITAL PARTNERS now reports 5 private fund(s) ($7.73B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
February 2025 — NIOBRARA CAPITAL PARTNERS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
October 2024 — NIOBRARA CAPITAL PARTNERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.