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GUARDIAN PARTNERS INC.

TORONTO, ONTARIO, Canada · CRD 324189 · IAPD ↗ · guardiancapital.com · 416.840.8001

$3.29BRegulatory AUM
30Advisory reps
76Employees
90Clients
0Planning clients
0Private funds
2States
2Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2026 — GUARDIAN PARTNERS INC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
17
April 2025 — GUARDIAN PARTNERS INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
April 2025 — GUARDIAN PARTNERS INC. added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — GUARDIAN PARTNERS INC. crossed $1B in regulatory AUM ($388.2M -> $2.93B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2025 — GUARDIAN PARTNERS INC. grew from 8 to 32 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
December 2024 — GUARDIAN PARTNERS INC. (TORONTO, ONTARIO, Canada) is newly SEC-registered with $388.2M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.