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OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD 168650 · IAPD ↗ · occamllc.net · 650-344-1600

$1.07BRegulatory AUM
9Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
July 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in MA, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
May 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC changed its website from yourmentalwealthadvisors.com to occamllc.net.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
May 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
March 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC changed its website from ymwadvisors.com to yourmentalwealthadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
March 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2026 — OCCIDENTAL ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($953.4M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
June 2025 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in MN, ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2025 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in NC, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2025 — OCCIDENTAL ASSET MANAGEMENT, LLC reported RAUM up 27% ($625.5M -> $796.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
January 2025 — OCCIDENTAL ASSET MANAGEMENT, LLC now reports custody of client assets ($152.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
28
December 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC changed its website from yourmentalwealthadvisors.com to ymwadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
December 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
October 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
September 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in AK, AR, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in MS, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in LA, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($494.4M -> $625.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2024 — OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.