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WILDES FINANCIAL STRATEGIES, INC

GEORGETOWN, SC · CRD 289496 · IAPD ↗ · wildesfinancialstrategies.com · 843-485-4371

$138.3MRegulatory AUM
3Advisory reps
8Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — WILDES FINANCIAL STRATEGIES, INC now reports custody of client assets ($36.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
October 2024 — WILDES FINANCIAL STRATEGIES, INC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2024 — WILDES FINANCIAL STRATEGIES, INC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.