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CAPITALA PRIVATE ADVISORS, LLC

CHARLOTTE, NC · CRD 283527 · IAPD ↗ · capitalagroup.com · 704-376-5502

$505.1MRegulatory AUM
14Advisory reps
16Employees
0Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — CAPITALA PRIVATE ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2026 — CAPITALA PRIVATE ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — CAPITALA PRIVATE ADVISORS, LLC crossed $500M in regulatory AUM ($493.6M -> $505.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — CAPITALA PRIVATE ADVISORS, LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.