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RETIRE AGILE

HERMANTOWN, MN · CRD 309238 · IAPD ↗ · 218-336-2506

$433.7MRegulatory AUM
5Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — RETIRE AGILE notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2026 — RETIRE AGILE notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2026 — RETIRE AGILE added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
May 2026 — ALIGN FINANCIAL, LLC is now doing business as RETIRE AGILE.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
53
March 2026 — ALIGN FINANCIAL, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
March 2026 — ALIGN FINANCIAL, LLC notice-filed in CA, GA, MA, NE, NY, OH, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — ALIGN FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
March 2026 — ALIGN FINANCIAL, LLC grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
March 2026 — ALIGN FINANCIAL, LLC reported RAUM up 327% ($101.5M -> $433.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2026 — ALIGN FINANCIAL, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2025 — ALIGN FINANCIAL, LLC notice-filed in FL, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — ALIGN FINANCIAL, LLC added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2025 — ALIGN FINANCIAL, LLC (HERMANTOWN, MN) is newly SEC-registered with $101.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.