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THIRD POINT LLC

NEW YORK, NY · CRD 137927 · IAPD ↗ · thirdpointventures.com · 212-715-3880

$28.73BRegulatory AUM
68Advisory reps
143Employees
0Clients
n/aPlanning clients
34Private funds
0States
4Disclosures
fundSegment
ApprovedSEC status

Filing changes

51
May 2026 — THIRD POINT LLC reported RAUM up 32% ($21.78B -> $28.73B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — THIRD POINT LLC added office(s): 3 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — THIRD POINT LLC reported RAUM up 45% ($15.03B -> $21.78B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — THIRD POINT LLC grew from 39 to 65 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.