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FINANCIAL ADVISORS NETWORK, INC.

TUSTIN, CA · CRD 152083 · IAPD ↗ · 714-597-6510

$1.11BRegulatory AUM
12Advisory reps
22Employees
0Clients
0Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — FINANCIAL ADVISORS NETWORK, INC. notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — FINANCIAL ADVISORS NETWORK, INC. now reports custody of client assets ($3.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2026 — FINANCIAL ADVISORS NETWORK, INC. crossed $1B in regulatory AUM ($954.0M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2025 — FINANCIAL ADVISORS NETWORK, INC. notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — FINANCIAL ADVISORS NETWORK, INC. reported RAUM up 30% ($613.9M -> $799.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.