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KAUFMAN HALL INVESTMENT MANAGEMENT

BRENTWOOD, TN · CRD 328876 · IAPD ↗ · khim.com · 224-7243809

$2.82BRegulatory AUM
7Advisory reps
9Employees
0Clients
11-25Planning clients
0Private funds
4States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — KAUFMAN HALL INVESTMENT MANAGEMENT notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — KAUFMAN HALL INVESTMENT MANAGEMENT reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
30
April 2025 — KAUFMAN HALL INVESTMENT MANAGEMENT changed its website from kaufmanhall.com to khim.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2025 — KAUFMAN HALL INVESTMENT MANAGEMENT added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2025 — KAUFMAN HALL INVESTMENT MANAGEMENT grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2025 — KAUFMAN HALL INVESTMENT MANAGEMENT reported RAUM up 83% ($1.26B -> $2.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
April 2025 — KAUFMAN HALL INVESTMENT MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
November 2024 — KAUFMAN HALL INVESTMENT MANAGEMENT's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
September 2024 — KAUFMAN HALL INVESTMENT MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2024 — KAUFMAN HALL INVESTMENT MANAGEMENT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.