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UNITED CAPITAL FINANCIAL ADVISORS

IRVING, TX · CRD 134600 · IAPD ↗ · 972-822-2055

$24.65BRegulatory AUM
162Advisory reps
289Employees
160Clients
More than 500Planning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — UNITED CAPITAL FINANCIAL ADVISORS added office(s): 41 -> 46 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2026 — UNITED CAPITAL FINANCIAL ADVISORS reported RAUM up 43% ($17.21B -> $24.65B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — UNITED CAPITAL FINANCIAL ADVISORS grew from 138 to 162 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — UNITED CAPITAL FINANCIAL ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — UNITED CAPITAL FINANCIAL ADVISORS shrank from 147 to 138 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — UNITED CAPITAL FINANCIAL ADVISORS added office(s): 40 -> 41 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — UNITED CAPITAL FINANCIAL ADVISORS shrank from 152 to 147 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — UNITED CAPITAL FINANCIAL ADVISORS added office(s): 46 -> 47 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — UNITED CAPITAL FINANCIAL ADVISORS reported RAUM up 34% ($13.18B -> $17.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.