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MANULIFE INVESTMENT MANAGEMENT (US) LLC

BOSTON, MA · CRD 106435 · IAPD ↗ · 617-375-1500

$228.04BRegulatory AUM
146Advisory reps
267Employees
48Clients
n/aPlanning clients
0Private funds
51States
18Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
December 2025 — MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (19 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2025 — MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (18 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — MANULIFE INVESTMENT MANAGEMENT (US) LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2025 — MANULIFE INVESTMENT MANAGEMENT (US) LLC grew from 138 to 144 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2024 — MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (18 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
81
April 2024 — MANULIFE INVESTMENT MANAGEMENT (US) LLC grew from 127 to 138 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2024 — MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (20 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.