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AWM CAPITAL, LLC

PHOENIX, AZ · CRD 287980 · IAPD ↗ · (323) 940-1339

$1.49BRegulatory AUM
28Advisory reps
38Employees
0Clients
101-250Planning clients
10Private funds
20States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — AWM CAPITAL, LLC notice-filed in AL, AR, IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — AWM CAPITAL, LLC reported RAUM up 29% ($1.15B -> $1.49B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
April 2025 — AWM CAPITAL, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
79
April 2025 — AWM CAPITAL, LLC grew from 15 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — AWM CAPITAL, LLC crossed $1B in regulatory AUM ($860.6M -> $1.15B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2024 — AWM CAPITAL, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — AWM CAPITAL, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — AWM CAPITAL, LLC reported RAUM up 62% ($530.9M -> $860.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.