← Tributary

MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MO · CRD 324624 · IAPD ↗ · cjis.online · 913-393-1000

$10.90BRegulatory AUM
102Advisory reps
253Employees
5Clients
1-10Planning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — MODERN WEALTH MANAGEMENT, LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — MODERN WEALTH MANAGEMENT, LLC moved its main office from LENEXA, KS to KANSAS CITY, MO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
April 2026 — MODERN WEALTH MANAGEMENT, LLC added office(s): 17 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — MODERN WEALTH MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
75
April 2026 — MODERN WEALTH MANAGEMENT, LLC reported RAUM up 77% ($6.15B -> $10.90B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — MODERN WEALTH MANAGEMENT, LLC grew from 54 to 102 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — MODERN WEALTH MANAGEMENT, LLC added office(s): 15 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — MODERN WEALTH MANAGEMENT, LLC notice-filed in AK, HI, ME, MS, ND, NM, RI, UT, VI, VT, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — MODERN WEALTH MANAGEMENT, LLC reported RAUM up 197% ($2.07B -> $6.15B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — MODERN WEALTH MANAGEMENT, LLC grew from 36 to 54 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
January 2025 — MODERN WEALTH MANAGEMENT, LLC changed its website from studyretirement.com to mjamescpa.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
30
November 2024 — MODERN WEALTH MANAGEMENT, LLC changed its website from midwestfinancial.us to studyretirement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
49
November 2024 — MODERN WEALTH MANAGEMENT, LLC notice-filed in MT, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
October 2024 — MODERN WEALTH MANAGEMENT, LLC changed its website from modwm.com to midwestfinancial.us.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
October 2024 — MODERN WEALTH MANAGEMENT, LLC added office(s): 14 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
October 2024 — MODERN WEALTH MANAGEMENT, LLC notice-filed in CT, DC, DE, ID, KY, LA, MA, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — MODERN WEALTH MANAGEMENT, LLC added office(s): 9 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
June 2024 — MODERN WEALTH MANAGEMENT, LLC notice-filed in MD, NJ, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — MODERN WEALTH MANAGEMENT, LLC added office(s): 6 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — MODERN WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2024 — MODERN WEALTH MANAGEMENT, LLC reported RAUM up 35% ($1.54B -> $2.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — MODERN WEALTH MANAGEMENT, LLC grew from 19 to 36 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
March 2024 — MODERN WEALTH MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.