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PHILOSMITH CAPITAL CORPORATION

STAMFORD, CT · CRD 162082 · IAPD ↗ · philosmith.com · 203-348-7365

$380.5MRegulatory AUM
6Advisory reps
9Employees
3Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
May 2025 — PHILOSMITH CAPITAL CORPORATION now reports 1 private fund(s) ($37.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
68
April 2025 — PHILOSMITH CAPITAL CORPORATION now reports custody of client assets ($37.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.