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GREENBERG FINANCIAL GROUP

TUCSON, AZ · CRD 38747 · IAPD ↗ · greenbergfinancial.com · 520-544-4909

$406.9MRegulatory AUM
6Advisory reps
10Employees
10Clients
251-500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2026 — GREENBERG FINANCIAL GROUP reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2025 — GREENBERG FINANCIAL GROUP notice-filed in CA, KY, MI, MN, NV, NY, OH, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — GREENBERG FINANCIAL GROUP reported RAUM up 29% ($257.8M -> $331.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2024 — GREENBERG FINANCIAL GROUP reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — GREENBERG FINANCIAL GROUP reported RAUM up 37% ($188.8M -> $257.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.