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CARRICK LANE LLC

NEW YORK, NY · CRD 309148 · IAPD ↗ · carricklane.com · (212) 433-8450

$3.03BRegulatory AUM
6Advisory reps
6Employees
57Clients
n/aPlanning clients
0Private funds
32States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — CARRICK LANE LLC notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — CARRICK LANE LLC reported RAUM up 27% ($2.38B -> $3.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
April 2025 — CARRICK LANE LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2025 — CARRICK LANE LLC reported RAUM up 66% ($1.44B -> $2.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
January 2025 — CARRICK LANE LLC notice-filed in IL, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2024 — CARRICK LANE LLC notice-filed in KY, LA, RI, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
August 2024 — CARRICK LANE LLC notice-filed in AZ, DE, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2024 — CARRICK LANE LLC notice-filed in CO, CT, MA, MD, MO, NC, NV, OK, PA, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CARRICK LANE LLC notice-filed in CA, DC, FL, GA, NJ, OH, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.