Compliance — December 2025
Compliance platforms, consultants, archiving, and cyber (Hadrius, Greenboard, Smartria, COMPLY).
1696 firms opened this window in the December 2025 SEC roster: 913 state expansion, 373 new registration, 126 headcount up, 109 disclosure added, 90 custody started, 41 private funds started, 21 wrap program started, 12 aum crossed 1b, 10 reorganization, 1 acquisition.
98
BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
98
4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
98
MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
98
WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
98
CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
95
VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
95
STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
95
GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
95
SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
95
GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
95
HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
95
PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
95
AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
95
PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
95
SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
95
REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
95
FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
95
ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
95
YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
95
DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
95
INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
95
STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
95
SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
95
PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
95
WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
95
SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
95
SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
95
ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
95
MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
95
AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
95
WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
95
BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
95
PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
95
KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
95
ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
95
WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
95
GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
95
THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
95
SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
95
SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
95
NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
95
SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
95
ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
95
DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
95
FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
95
BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
95
CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
95
TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
95
PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
95
HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
95
IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
95
HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
95
SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
95
MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
95
ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
95
NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
95
PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
95
AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
95
MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
95
CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
95
ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
95
COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
95
MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
95
MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
95
CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
90
BLUEDOOR PRIVATE WEALTH, LLC — filed an Item 4A succession naming LIVE OAK FAMILY OFFICES LLC (CRD 141570) — one firm absorbed the other. IAPD ↗
85
NAVELLIER & ASSOCIATES INC — crossed $1B in regulatory AUM ($882.8M -> $1.00B). IAPD ↗
85
OAKMONT CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($630.6M -> $3.14B). IAPD ↗
85
RHAME & GORRELL WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($921.4M -> $1.00B). IAPD ↗
85
MACERATIO LLC — crossed $1B in regulatory AUM ($123.5M -> $1.10B). IAPD ↗
85
BROOKLYN INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($522.7M -> $1.11B). IAPD ↗
85
ALLOCATE MANAGEMENT COMPANY, LLC — crossed $1B in regulatory AUM ($930.6M -> $2.14B). IAPD ↗
85
BBVA GLOBAL WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($523.7M -> $1.21B). IAPD ↗
85
CONCURRENT ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($32.9M -> $2.48B). IAPD ↗
85
PROSPERA FINANCIAL SERVICES, INC. — grew from 159 to 207 advisory reps. IAPD ↗
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 372 to 393 advisory reps. IAPD ↗
85
CONSOLIDATED PORTFOLIO REVIEW CORP — grew from 28 to 44 advisory reps. IAPD ↗
85
WAVERLY ADVISORS, LLC — grew from 152 to 190 advisory reps. IAPD ↗
85
VANDERBILT ADVISORY SERVICES — grew from 124 to 144 advisory reps. IAPD ↗
85
FOCUS PARTNERS WEALTH, LLC — grew from 1050 to 1090 advisory reps. IAPD ↗
85
APELLA WEALTH — grew from 53 to 68 advisory reps. IAPD ↗
85
SANCTUARY ADVISORS, LLC — grew from 351 to 370 advisory reps. IAPD ↗
85
THURSTON SPRINGER ADVISORS — grew from 68 to 86 advisory reps. IAPD ↗
85
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — grew from 60 to 96 advisory reps. IAPD ↗
85
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 146 to 163 advisory reps. IAPD ↗
84
GREENSPRING ADVISORS, LLC — grew from 28 to 42 advisory reps. IAPD ↗
83
DAYBRIGHT ADVISORY SERVICES, INC. — grew from 8 to 21 advisory reps. IAPD ↗
83
OPENARC CORPORATE ADVISORY, LLC — grew from 1 to 140 advisory reps. IAPD ↗
82
MOORS & CABOT, INC — grew from 73 to 85 advisory reps. IAPD ↗
80
OAKMONT CAPITAL MANAGEMENT, LLC — grew from 6 to 16 advisory reps. IAPD ↗
80
PROSPERITY - AN EISNERAMPER COMPANY — grew from 46 to 56 advisory reps. IAPD ↗
79
ARAX ADVISORY PARTNERS — grew from 52 to 61 advisory reps. IAPD ↗
79
BIP WEALTH, LLC — grew from 27 to 36 advisory reps. IAPD ↗
79
CX INSTITUTIONAL, LLC — grew from 59 to 68 advisory reps. IAPD ↗
77
THE PATRIOT FINANCIAL GROUP, LLC — grew from 30 to 37 advisory reps. IAPD ↗
76
BAKER TILLY WEALTH MANAGEMENT, LLC — grew from 15 to 21 advisory reps. IAPD ↗
75
RTD FINANCIAL ADVISORS INC — grew from 18 to 23 advisory reps. IAPD ↗
75
FORVIS MAZARS WEALTH ADVISORS, LLC — grew from 73 to 78 advisory reps. IAPD ↗
75
BOULAY WEALTH — grew from 27 to 32 advisory reps. IAPD ↗
75
RUBINBROWN ADVISORS LLC — grew from 16 to 21 advisory reps. IAPD ↗
75
HBW ADVISORY SERVICES LLC — grew from 63 to 68 advisory reps. IAPD ↗
75
WEALTHFRONT ADVISERS LLC — grew from 20 to 25 advisory reps. IAPD ↗
75
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — grew from 4 to 11 advisory reps. IAPD ↗
75
GRIMES & COMPANY — now reports 1 private fund(s) ($400,000 gross). IAPD ↗
75
ALTAIR ADVISERS, LLC — now reports 1 private fund(s) ($56.4M gross). IAPD ↗
75
MCF ADVISORS, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
75
FIDUCIARY FINANCIAL ADVISORS — now reports 2 private fund(s) ($10.0M gross). IAPD ↗
75
HAVEN GLOBAL PARTNERS, LLC — now reports 1 private fund(s) ($27.0M gross). IAPD ↗
74
LUTZ FINANCIAL — grew from 10 to 14 advisory reps. IAPD ↗
74
FORTIS CAPITAL MANAGEMENT LLC — grew from 11 to 17 advisory reps. IAPD ↗
74
MACERATIO LLC — grew from 2 to 6 advisory reps. IAPD ↗
74
SIMPLIFY ASSET MANAGEMENT INC. — grew from 13 to 17 advisory reps. IAPD ↗
74
MILESTONE FINANCIAL ASSOCIATES, LLC — grew from 1 to 7 advisory reps. IAPD ↗
73
ASPEN CAPITAL MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
GATEWAY INVESTMENT ADVISERS, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
RITTER DANIHER FINANCIAL ADVISORY LLC — grew from 5 to 10 advisory reps. IAPD ↗
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — grew from 2 to 7 advisory reps. IAPD ↗
73
SNIDER FINANCIAL GROUP — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
BELLATORE FINANCIAL, INC. — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
MG&A WEALTH — now reports 1 private fund(s) ($11.6M gross). IAPD ↗
73
IGNITE PLANNERS LLC — now reports 2 private fund(s) ($0 gross). IAPD ↗
73
TRUVESTMENTS CAPITAL LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
ATALA FINANCIAL INC — now reports 1 private fund(s) ($2.6M gross). IAPD ↗
73
ENCOMPASS MORE ASSET MANAGEMENT LLC — now reports 1 private fund(s) ($1.0M gross). IAPD ↗
73
GATEPASS CAPITAL, LLC — now reports 2 private fund(s) ($2.1M gross). IAPD ↗
72
BEESE FULMER PRIVATE WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
72
WEDMONT PRIVATE CAPITAL — grew from 7 to 9 advisory reps. IAPD ↗
72
BCO WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
NORDWAND ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
72
SPIREPOINT PRIVATE CLIENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
72
BRADY MARTZ WEALTH SOLUTIONS, LLC — grew from 4 to 8 advisory reps. IAPD ↗
72
THIRD VIEW PRIVATE WEALTH — grew from 4 to 6 advisory reps. IAPD ↗
72
ASSET ONE WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
DUCERE WEALTH MANAGEMENT — grew from 2 to 6 advisory reps. IAPD ↗
71
FAMILY INVESTMENT CENTER — grew from 9 to 12 advisory reps. IAPD ↗
71
STILES FINANCIAL SERVICES, INC. — grew from 5 to 8 advisory reps. IAPD ↗
71
KLAAS FINANCIAL ASSET ADVISORS, LLC. — grew from 12 to 15 advisory reps. IAPD ↗
71
COLTON GROOME FINANCIAL ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
71
ARISTIDES CAPITAL LLC — grew from 5 to 8 advisory reps. IAPD ↗
71
BIG INVESTMENT SERVICES — grew from 1 to 4 advisory reps. IAPD ↗
71
PEAK RETIREMENT PLANNING, INC. — grew from 13 to 16 advisory reps. IAPD ↗
71
RICHMOND INVESTMENT SERVICES LLC — grew from 10 to 13 advisory reps. IAPD ↗
71
STONE TEMPLE PARTNERS LLC — grew from 6 to 9 advisory reps. IAPD ↗
70
ROTHSCHILD INVESTMENT — now reports custody of client assets ($25.6M). IAPD ↗
70
BEACON CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($259.9M). IAPD ↗
70
INTEGRITY ALLIANCE, LLC — now reports custody of client assets ($1.23B). IAPD ↗
70
BC ADVISORS, LLC — now reports custody of client assets ($5.5M). IAPD ↗
70
RAUB BROCK CAPITAL MANAGEMENT, LP — now reports custody of client assets ($10.7M). IAPD ↗
70
HAVEN GLOBAL PARTNERS, LLC — now reports custody of client assets ($27.0M). IAPD ↗
70
CAPITAL INVESTMENT COUNSEL, LLC — now reports custody of client assets ($886.9M). IAPD ↗
70
THIRD VIEW PRIVATE WEALTH — now reports custody of client assets ($76.0M). IAPD ↗
70
GRANT STREET ASSET MANAGEMENT INC — grew from 5 to 7 advisory reps. IAPD ↗
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. — grew from 8 to 10 advisory reps. IAPD ↗
70
CORDANT WEALTH PARTNERS — grew from 4 to 6 advisory reps. IAPD ↗
70
VERMILLION WEALTH MANAGEMENT INC. — grew from 3 to 5 advisory reps. IAPD ↗
70
ARCADIA WEALTH MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
HENDRICKS WEALTH AND ESTATE MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
70
AEGIS FINANCIAL — grew from 5 to 7 advisory reps. IAPD ↗
70
GREY FOX WEALTH ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
GALAPAGOS ADVISORY LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
LIFEGOAL INVESTMENTS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
SONOMA ALLOCATIONS — grew from 2 to 4 advisory reps. IAPD ↗
70
ODYSSEY GROUP WEALTH ADVISORS — grew from 1 to 3 advisory reps. IAPD ↗
70
SHERMAN ASSET MANAGEMENT, INC. — now reports 1 private fund(s) ($5.0M gross). IAPD ↗
70
COPE CONNELLY — now reports 2 private fund(s) ($4.5M gross). IAPD ↗
70
BEATRICE ADVISORS LP — now reports 1 private fund(s) ($1.9M gross). IAPD ↗
70
THE WELLINGTON GRP LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
69
INSIGHT SECURITIES, INC. — grew from 10 to 14 advisory reps. IAPD ↗
69
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 5 to 9 advisory reps. IAPD ↗
69
BLUE FINANCIAL — grew from 3 to 7 advisory reps. IAPD ↗
69
QUANT ALPHA LLC — grew from 1 to 5 advisory reps. IAPD ↗
68
SECURITY FIRST FINANCIAL — now reports custody of client assets ($98.5M). IAPD ↗
68
OAK LANE ADVISORS — now reports custody of client assets ($194.0M). IAPD ↗
68
PHYSICIAN WEALTH SOLUTIONS — now reports custody of client assets ($2.2M). IAPD ↗
68
BIRCH CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($763,679). IAPD ↗
68
FSC WEALTH ADVISORS, LLC — now reports custody of client assets ($21.6M). IAPD ↗
68
GENERATIONAL WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
68
MERIDIAN FINANCIAL PARTNERS LLC — now reports custody of client assets ($178.0M). IAPD ↗
68
GUERRA WEALTH ADVISORS — now reports custody of client assets ($11.4M). IAPD ↗
68
INTEGRITY ADVISORY SOLUTIONS — now reports custody of client assets ($93.1M). IAPD ↗
68
HMV WEALTH ADVISORS, LLC — now reports custody of client assets ($11.1M). IAPD ↗
68
SECOND 50 FINANCIAL — now reports custody of client assets ($33.0M). IAPD ↗
68
ELEVATUS WEALTH MANAGEMENT, LLC — now reports custody of client assets ($438.1M). IAPD ↗
68
LUCAS GROUP FINANCIAL ADVISORS, LLC — now reports custody of client assets ($122.7M). IAPD ↗
68
SIGNATURE EQUITY PARTNERS, LLC — now reports custody of client assets ($10.9M). IAPD ↗
68
GRATUS WEALTH ADVISORS LLC — now reports custody of client assets ($593.8M). IAPD ↗
68
PARKWOODS WEALTH PARTNERS, LLC — now reports custody of client assets ($2.2M). IAPD ↗
68
MOR WEALTH MANAGEMENT, LLC — now reports custody of client assets ($193.9M). IAPD ↗
68
PERSIMMON CAPITAL MANAGEMENT — now reports custody of client assets ($38.5M). IAPD ↗
68
ALCYON WEALTH PARTNERS — now reports custody of client assets ($52.8M). IAPD ↗
68
BERNICKE WEALTH MANAGEMENT — now reports custody of client assets ($55.6M). IAPD ↗
68
ANCHYRA PARTNERS LLC — now reports custody of client assets ($39.2M). IAPD ↗
68
TICINO WEALTH — now reports custody of client assets ($26.9M). IAPD ↗
68
CEDAR COVE WEALTH PARTNERS — now reports custody of client assets ($185.2M). IAPD ↗
68
JUNO FINANCIAL GROUP LLC — now reports custody of client assets ($55.0M). IAPD ↗
68
MAXQ ASSET MANAGEMENT LLC — now reports custody of client assets ($400.0M). IAPD ↗
68
ELEVATE WEALTH MANAGEMENT — now reports custody of client assets ($26.5M). IAPD ↗
68
Z3 CAPITAL PARTNERS — now reports custody of client assets ($20.5M). IAPD ↗
68
VANTUS WEALTH — now reports custody of client assets ($7.4M). IAPD ↗
68
ALLOCATOR SOLUTIONS, LLC — now reports custody of client assets ($277.2M). IAPD ↗
68
URBAN WEALTH MANAGEMENT OR UWM — grew from 2 to 5 advisory reps. IAPD ↗
68
SLP WEALTH — grew from 13 to 16 advisory reps. IAPD ↗
68
CORDINGLEY & PARKINSON WEALTH MANAGEMENT — grew from 2 to 5 advisory reps. IAPD ↗
68
BQS FINANCIAL ADVISORS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
INNOVATIVE ASSET ADVISORS GROUP — grew from 1 to 4 advisory reps. IAPD ↗
68
NERDWALLET WEALTH PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗
67
PILE WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
WH CORNERSTONE INVESTMENTS INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
D. M. BRENNER, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
INNOVATIVE ADVISORY GROUP — grew from 7 to 9 advisory reps. IAPD ↗
67
CROSS BORDER WEALTH, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
SOUND FINANCIAL, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
BLUEDOOR PRIVATE WEALTH, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
WEBULL ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
RIDGELINE WEALTH PLANNING LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
STARK WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
RIGDEN CAPITAL STRATEGIES — grew from 4 to 6 advisory reps. IAPD ↗
67
MADRID WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
PARADIGM INVESTMENT ADVISORY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
FLFS ADVISORY LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
BINVESTING — grew from 2 to 4 advisory reps. IAPD ↗
67
STRONG RETIREMENT SOLUTIONS — grew from 3 to 5 advisory reps. IAPD ↗
65
AMERICAN ASSET MANAGEMENT INC. — now reports custody of client assets ($144.9M). IAPD ↗
65
BARTLEY FINANCIAL ADVISORS, LLC — now reports custody of client assets ($14.3M). IAPD ↗
65
AMAZZ INVESTMENT MANAGEMENT, INC. — now reports custody of client assets ($17.8M). IAPD ↗
65
CORNERSTONE FINANCIAL GROUP,LLC — now reports custody of client assets ($231.8M). IAPD ↗
65
ALPHAQ ADVISORS — now reports custody of client assets ($53.5M). IAPD ↗
65
FORTRESS FINANCIAL SOLUTIONS, LLC — now reports custody of client assets ($13.6M). IAPD ↗
65
BLEDSOE ASSET MANAGEMENT, LLC — now reports custody of client assets ($27.3M). IAPD ↗
65
VISTICA WEALTH ADVISORS, LLC — now reports custody of client assets ($2.9M). IAPD ↗
65
DICCIANNI FINANCIAL GROUP, INC. — now reports custody of client assets ($46.3M). IAPD ↗
65
SANKALA GROUP LLC — now reports custody of client assets ($15.2M). IAPD ↗
65
PALLER FINANCIAL SERVICES, INC. — now reports custody of client assets ($2.9M). IAPD ↗
65
VISION CAPITAL PARTNERS — now reports custody of client assets ($71.1M). IAPD ↗
65
STONE STEPS FINANCIAL, LLC — now reports custody of client assets ($6.1M). IAPD ↗
65
QAPITAL INVEST, LLC — now reports custody of client assets ($5.0M). IAPD ↗
65
GK WEALTH MANAGEMENT LLC — now reports custody of client assets ($880,056). IAPD ↗
65
SINCERUS ADVISORY — now reports custody of client assets ($24.4M). IAPD ↗
65
THE HERBST GROUP, LLC — now reports custody of client assets ($64.7M). IAPD ↗
65
KURE ADVISORY, LLC — now reports custody of client assets ($113.3M). IAPD ↗
65
BFI WEALTH SOLUTIONS, LLC — now reports custody of client assets ($42.0M). IAPD ↗
65
AXIM PLANNING & WEALTH — now reports custody of client assets ($47.2M). IAPD ↗
65
PRESTIGE WEALTHWIDE, LLC — now reports custody of client assets ($146.9M). IAPD ↗
65
CAPITAL IP INVESTMENT PARTNERS LP — now reports custody of client assets ($331.2M). IAPD ↗
65
BONA FIDE WEALTH — now reports custody of client assets ($26.0M). IAPD ↗
65
HAMPTON ROCK WEALTH MANAGEMENT — now reports custody of client assets ($76.4M). IAPD ↗
65
BEATRICE ADVISORS LP — now reports custody of client assets ($1.9M). IAPD ↗
65
YARASH GLOBAL SOLUTIONS INC. — now reports custody of client assets. IAPD ↗
65
SAMARA CAPITAL — now reports custody of client assets ($80.9M). IAPD ↗
65
FINANCIAL JUSTUS — now reports custody of client assets ($61.0M). IAPD ↗
65
TORREY-PAYNE WEALTH MANAGEMENT — now reports custody of client assets ($2.6M). IAPD ↗
65
SUMMITPOINT CAPITAL MANAGEMENT — now reports custody of client assets ($37.7M). IAPD ↗
65
PROVENANCE WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
65
BIP WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
65
DT INVESTMENT PARTNERS, LLC — began participating in a wrap-fee program. IAPD ↗
63
MIDWEST PROFESSIONAL PLANNERS, LTD. — began participating in a wrap-fee program. IAPD ↗
63
SPECTRUM WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
PREISZ FINANCIAL — began participating in a wrap-fee program. IAPD ↗
63
ACORN WEALTH ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
63
GUERRA WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
ALLIANCE PRIVATE WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
63
JESSUP WEALTH MANAGEMENT — began participating in a wrap-fee program. IAPD ↗
63
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — began participating in a wrap-fee program. IAPD ↗
63
VIRTUS WEALTH SOLUTIONS — began participating in a wrap-fee program. IAPD ↗
63
MOR WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
MARBLE WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
63
BEAU MORGAN ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
SPIEGELMAN WEALTH MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
60
COMMONWEALTH FINANCIAL PLANNERS INC — began participating in a wrap-fee program. IAPD ↗
60
SUNSTATE WEALTH MANAGEMENT LLC — began participating in a wrap-fee program. IAPD ↗
60
COPPERLINE WEALTH MANAGEMENT & PLANNING — began participating in a wrap-fee program. IAPD ↗
60
DACHTLER WEALTH ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
60
CIO CAPITAL GROUP LLC — began participating in a wrap-fee program. IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 2 (187 -> 189). IAPD ↗
55
BNY MELLON SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 40 (219 -> 259). IAPD ↗
55
ESI FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 9 (21 -> 30). IAPD ↗
55
GOLDMAN SACHS & CO. LLC — 's Item 11 disclosure-reporting entries rose by 1 (765 -> 766). IAPD ↗
55
RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (170 -> 172). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 42 (159 -> 201). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 18 (345 -> 363). IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 3 (172 -> 175). IAPD ↗
55
A.G.P / ALLIANCE GLOBAL PARTNERS — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 7 (34 -> 41). IAPD ↗
55
SYNOVUS SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (10 -> 11). IAPD ↗
55
U.S. BANCORP ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗
55
U.S. BANCORP INVESTMENTS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (645 -> 648). IAPD ↗
55
VALIC FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 4 (61 -> 65). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗
55
ON INVESTMENT MANAGEMENT CO — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
55
NORTHERN TRUST INVESTMENTS, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
55
JOHN HANCOCK INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗
55
MANULIFE INVESTMENT MANAGEMENT (US) LLC — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 27 (79 -> 106). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗
55
EAGLE STRATEGIES LLC — 's Item 11 disclosure-reporting entries rose by 2 (68 -> 70). IAPD ↗
55
U.S. BANCORP ASSET MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (37 -> 40). IAPD ↗
55
EMPOWER ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗
55
EPOCH INVESTMENT PARTNERS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
55
ARAX ADVISORY PARTNERS — 's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗
55
PROSPERITY - AN EISNERAMPER COMPANY — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 48 (29 -> 77). IAPD ↗
55
VERUS CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗
55
ALPHASTAR CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
TD PRIVATE CLIENT WEALTH LLC — 's Item 11 disclosure-reporting entries rose by 1 (31 -> 32). IAPD ↗
55
MCADAM LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
MONECO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 25 (77 -> 102). IAPD ↗
55
ALDEN CAPITAL — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
MAIN STREET FINANCIAL SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
ONYX BRIDGE WEALTH GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
BROOKLYN INVESTMENT GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
55
SATURNA CAPITAL CORPORATION — notice-filed in AL, AZ, CO, DE, HI, KY, LA, MA, MS, NC, OR, PA, SC, TN. IAPD ↗
55
EARNED WEALTH ADVISORS, LLC — notice-filed in IL, KY, LA, MA, MD, NH, NJ, OH, VA. IAPD ↗
55
SAX WEALTH ADVISORS, LLC — notice-filed in DE, MI, NV, OR, UT, WA, WV. IAPD ↗
55
FRAGASSO FINANCIAL ADVISORS — notice-filed in CO, DE, IL, KS, LA, NE, NH, TN. IAPD ↗
55
APRIO WEALTH MANAGEMENT, LLC — notice-filed in DE, HI, KS, KY, MI, MT, UT. IAPD ↗
55
PROSPERITY - AN EISNERAMPER COMPANY — notice-filed in ME, OR, RI, UT, VT, WV. IAPD ↗
55
BIP WEALTH, LLC — notice-filed in IA, MA, MI, MO, MT, ND, NE, NH, OR, UT. IAPD ↗
55
COMPOSITION WEALTH, LLC — notice-filed in ME, NM, UT, WI, WY. IAPD ↗
55
GATEWAY INVESTMENT ADVISERS, LLC — notice-filed in CA, CT, NV, NY, TX, WA. IAPD ↗
55
COMPASS FINANCIAL GROUP, INC — notice-filed in AR, KS, MI, SC, TN, WY. IAPD ↗
55
APELLA WEALTH — notice-filed in KS, MT, NE, OK, SD. IAPD ↗
55
ONEASCENT FINANCIAL SERVICES LLC — notice-filed in IA, LA, MO, MS, OK, UT, WV. IAPD ↗
55
ROOT FINANCIAL PARTNERS — notice-filed in CT, DC, HI, ID, IN, LA, MA, MI, MN, MO, NH, NV, OK, SD, WI. IAPD ↗
55
THURSTON SPRINGER ADVISORS — notice-filed in AK, AL, CO, CT, GA, IA, ID, MT, SD, UT, VA, WV, WY. IAPD ↗
55
AMERICANA PARTNERS, LLC — notice-filed in MI, NH, NJ, SC, SD. IAPD ↗
55
GC WEALTH MANAGEMENT RIA, LLC — notice-filed in CO, CT, DE, ID, NJ, OH, OR, PA, SC, TN. IAPD ↗
55
WELLTH ADVISORY SERVICES, LLC — notice-filed in AR, AZ, ID, NJ, OR, VT, WA. IAPD ↗
55
THIRD VIEW PRIVATE WEALTH — notice-filed in CA, CO, FL, MI, NH, NJ, PA, TX, VA. IAPD ↗
55
LAUREL OAK WEALTH MANAGEMENT, LLC — notice-filed in CA, CO, FL, MA, NC, NY, SC, TX, VA. IAPD ↗
53
MERIDIAN FINANCIAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
GRADIENT WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
53
REALTA INVESTMENT ADVISORS, INC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
53
RIA ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
53
IAMS WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
53
GLOBAL ASSETS ADVISORY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
53
WASHINGTON AVENUE ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
ALDEN INVESTMENT GROUP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
WEBER ASSET MANAGEMENT, INC. — notice-filed in AZ, CA, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, PA, SC, TX, VA, WA. IAPD ↗
53
BOULAY WEALTH — notice-filed in GA, IA, MI, NE. IAPD ↗
53
COOPER MCMANUS — notice-filed in CT, IN, MO, OK. IAPD ↗
53
AMERICAN FINANCIAL & TAX STRATEGIES, INC. — notice-filed in CA, CO, FL, GA, TX, VA. IAPD ↗
53
KEATING FINANCIAL ADVISORY SERVICES — notice-filed in AL, AR, AZ, CA, CT, GA, IA, ID, IN, MD, MI, MN, NH, OH, OK, OR, PA, SC, SD, VA, WA, WI. IAPD ↗
53
WILLOW GROVE ADVISORS, LLC — notice-filed in CT, LA, NE, NY, OR, TX. IAPD ↗
53
FIRST FINANCIAL COACHING, INC. — notice-filed in HI, ID, IN, LA, MA, MO, NY, VA, WA. IAPD ↗
53
MMA ASSET MANAGEMENT LLC — notice-filed in CO, DC, DE, ID, KS, KY, MA, MD, MN, MO, MT, NE, NV, OH, OK, TN, UT, VT, WA, WI. IAPD ↗
53
JAG CAPITAL MANAGEMENT LLC — notice-filed in KY, MN, OR, VT. IAPD ↗
53
BOYUM WEALTH ARCHITECTS LLC — notice-filed in CA, CO, FL, IA, IL, NE, WA, WI. IAPD ↗
53
FOURSTAR WEALTH ADVISORS, LLC — notice-filed in MN, MO, VT, WA. IAPD ↗
53
PRECISION WEALTH STRATEGIES, LLC — notice-filed in AZ, CO, NE, SC, VA. IAPD ↗
53
JOURNEY STRATEGIC WEALTH LLC — notice-filed in CT, DE, MD, NV. IAPD ↗
53
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in CT, DC, IN, MD, WA. IAPD ↗
53
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in CA, IL, IN, TX. IAPD ↗
53
PEAK RETIREMENT PLANNING, INC. — notice-filed in IN, KS, MO, WA, WI. IAPD ↗
53
CENTURION WEALTH MANAGEMENT — notice-filed in AK, DE, GA, IL, ME, OH, PA, SC. IAPD ↗
53
VICTORY FINANCIAL — notice-filed in AZ, CO, FL, GA, ID, LA, ME, MO, MT, NC, NV, SC. IAPD ↗
53
TRIAD WEALTH PARTNERS, LLC — notice-filed in AZ, GA, IA, KY, MN, NH. IAPD ↗
53
LIFEGOAL INVESTMENTS, LLC — notice-filed in LA, NH, TN, UT, WI. IAPD ↗
53
WARNER WEALTH — notice-filed in CA, FL, MA, ME, NH, NJ, NY, PA, RI, TX. IAPD ↗
53
ALCYON WEALTH PARTNERS — notice-filed in AZ, FL, GA, MO, NC, NH, PA, TX. IAPD ↗
53
MARBLE WEALTH, LLC — notice-filed in FL, GA, LA, TN, TX. IAPD ↗
53
OAKWORTH ASSET MANAGEMENT, LLC — notice-filed in CA, FL, GA, NH, SC. IAPD ↗
53
EVERGREEN WEALTH PARTNERS LLC — notice-filed in AZ, CA, CO, FL, ID, MN, NH, TX, WA. IAPD ↗
53
TMB CAPITAL PARTNERS, LLC — notice-filed in FL, LA, MS, TN, TX, VA. IAPD ↗
53
TICINO WEALTH — notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA. IAPD ↗
53
JUNO FINANCIAL GROUP LLC — notice-filed in FL, MD, NC, PA, SC, TX, WV. IAPD ↗
53
PEARL PLANNING — notice-filed in CA, FL, NY, OR, TX. IAPD ↗
53
NAPIER FINANCIAL — notice-filed in CA, LA, ME, NH, NY, RI, TX. IAPD ↗
53
VANTUS WEALTH — notice-filed in CA, DE, MD, MI, NC, NH, NJ, NY, OH, TX, VA. IAPD ↗
53
MEADOWBROOK ADVISORS — notice-filed in CA, DC, DE, FL, NJ, NY, PA, TX. IAPD ↗
53
MACCO FINANCIAL GROUP, INC. — notice-filed in FL, GA, MI, TN, TX. IAPD ↗
51
HALBERT HARGROVE — notice-filed in AK, AL, GA. IAPD ↗
51
ALBION FINANCIAL GROUP — notice-filed in CO, MA, OH. IAPD ↗
51
OSBORNE PARTNERS — notice-filed in LA, OK, VA. IAPD ↗
51
CAHILL FINANCIAL ADVISORS, INC. — notice-filed in LA, OH, VA. IAPD ↗
51
KEB WEALTH ADVISORS — notice-filed in CA, NE, WI. IAPD ↗
51
GREENSPRING ADVISORS, LLC — notice-filed in MN, MO, OR. IAPD ↗
51
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC — notice-filed in DC, IL, TX. IAPD ↗
51
TORREY GROWTH & INCOME ADVISORS, LLC — notice-filed in FL, NH, NY, TX. IAPD ↗
51
PURE FINANCIAL ADVISORS, LLC — notice-filed in AR, KS, VT. IAPD ↗
51
RIA ADVISORS — notice-filed in KS, KY, TN. IAPD ↗
51
HHM WEALTH ADVISORS, LLC — notice-filed in MS, OH, SC. IAPD ↗
51
ASHTON THOMAS PRIVATE WEALTH — notice-filed in PA, SD, TN. IAPD ↗
51
GLOBAL VIEW CAPITAL MANAGEMENT LLC — notice-filed in AK, KS, MD, TN. IAPD ↗
51
IBEX WEALTH ADVISORS, LLC — notice-filed in GA, IL, LA, VA. IAPD ↗
51
MCADAM LLC — notice-filed in ID, MT, ND. IAPD ↗
51
WEALTH WATCH ADVISORS, INC — notice-filed in DC, MD, TN, VA. IAPD ↗
51
ALPHACORE CAPITAL LLC — notice-filed in AR, DC, ME. IAPD ↗
51
MERIDIAN FINANCIAL PARTNERS LLC — notice-filed in CO, MA, NY, WV. IAPD ↗
51
INSIGNEO ADVISORY SERVICES, LLC — notice-filed in HI, SD, VA. IAPD ↗
51
XYPN INVEST — notice-filed in IA, OK, RI, SC. IAPD ↗
51
ARKOS GLOBAL ADVISORS, LLC — notice-filed in CA, CO, VA. IAPD ↗
51
HIGH PROBABILITY ADVISORS, LLC — notice-filed in CA, DE, MI, NC. IAPD ↗
51
CAPITA FINANCIAL NETWORK, LLC — notice-filed in MI, MN, SC. IAPD ↗
51
CX INSTITUTIONAL, LLC — notice-filed in CT, DC, WV. IAPD ↗
51
KMG FIDUCIARY PARTNERS, LLC — notice-filed in KY, LA, WI. IAPD ↗
51
SIGNAL ADVISORS WEALTH, LLC — notice-filed in KY, PA, WI. IAPD ↗
51
THE MILLSTONE EVANS GROUP, LLC — notice-filed in GA, HI, ME, MN. IAPD ↗
51
MOSAIC WEALTH — notice-filed in AL, GA, SC. IAPD ↗
51
BULL HARBOR CAPITAL LLC. — notice-filed in DE, IA, NM, UT. IAPD ↗
51
CAPITAL INVESTMENT COUNSEL, LLC — notice-filed in FL, MI, NC. IAPD ↗
51
GATEPASS CAPITAL, LLC — notice-filed in FL, MI, NY, SC. IAPD ↗
51
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in IN, KY, MA, OH. IAPD ↗
51
UNITING WEALTH PARTNERS — notice-filed in AZ, FL, OH, SC. IAPD ↗
51
PCM ENCORE, LLC — notice-filed in CA, NY, OK. IAPD ↗
51
CEDAR COVE WEALTH PARTNERS — notice-filed in CO, FL, SD, WI. IAPD ↗
51
OPENARC CORPORATE ADVISORY, LLC — notice-filed in GA, IL, NJ, TX. IAPD ↗
50
CHARLES SCHWAB & CO., INC. — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗
50
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
PENBROOK MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
50
EAGLESTONE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 8 (0 -> 8). IAPD ↗
50
DIRECTIONAL ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
50
STONEX INTERNATIONAL ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
50
WELCY CAPITAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
50
LITTLEJOHN FINANCIAL SERVICES INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
CAPSTONE INVESTMENT GROUP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
RUGGIERO INVESTMENTS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
PRECISE INVESTMENT MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
50
MUNAKATA ASSOCIATES LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
RESOLUTE CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
ELYSIUM WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
CLOUD CAPITAL — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
ALLIO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
SMART PORTFOLIO — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
PLUM POINTE WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
SAPERSTON LEGACY ADVISORS, INC. — notice-filed in AZ, MA, NC, NH, OH, TN, TX, VT. IAPD ↗
50
CORNERSTONE FINANCIAL GROUP,LLC — notice-filed in CA, FL, IA, TX, WA. IAPD ↗
50
NEW ENGLAND SCHOONER, INC. — notice-filed in CT, FL, NH, RI, TX. IAPD ↗
50
LONE PEAK ADVISERS — notice-filed in FL, KY, MN, OH, PA. IAPD ↗
50
FOUNDRY FINANCIAL LLC — notice-filed in AZ, GA, MA, NC, NH, WA. IAPD ↗
50
RETIREMITTEN FINANCIAL LLC — notice-filed in AZ, GA, IN, OH, SC. IAPD ↗
50
ABUNDO WEALTH — notice-filed in CO, GA, IN, MO, NE, NH, OH, WI. IAPD ↗
50
FAITH INVESTOR SERVICES — notice-filed in CA, FL, PA, SC, VA. IAPD ↗
50
DOMAIN MONEY ADVISORS, LLC — notice-filed in HI, ID, LA, SC, TN, UT, WI. IAPD ↗
50
APEX WEALTH ADVISORS LLC — notice-filed in AL, CA, LA, OR, TX. IAPD ↗
50
TSG ALPHA PARTNERS, LLC — notice-filed in AZ, CA, IA, IL, KY, MN, MO, PA. IAPD ↗
50
LYON WEALTH ADVISORS — notice-filed in CA, FL, NH, PA, SC. IAPD ↗
50
BPM WEALTH ADVISORS, LLC — notice-filed in GA, ID, LA, MA, MD, MN, NC, NE, NH, NJ, PA, SD, TN. IAPD ↗
50
MURPHY & MULLICK CAPITAL MANAGEMENT CORP — notice-filed in AZ, CT, IN, MD, NV, SC, VA. IAPD ↗
50
SYNTHETICFI LLC — notice-filed in CO, DE, GA, KY, MA, MS, NV, OH, OR, PA, WI. IAPD ↗
50
GREENPORTFOLIO INC. — notice-filed in DC, IN, MD, NC, NH, OH, OR, VA. IAPD ↗
50
EVERY SECURITIES LLC — notice-filed in AZ, GA, IN, MI, NJ, PA. IAPD ↗
50
BQS FINANCIAL ADVISORS, LLC — notice-filed in AZ, CA, NJ, NM, NV, PA. IAPD ↗
50
HOLISTIC FINANCE LLC — notice-filed in AZ, CO, IA, ID, NE, NH. IAPD ↗
50
COPPERLINE WEALTH MANAGEMENT & PLANNING — notice-filed in CA, CO, FL, KS, MN, NC, NV, TX. IAPD ↗
50
NERDWALLET WEALTH PARTNERS, LLC — notice-filed in CO, DC, MD, VA, WA. IAPD ↗
49
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT — notice-filed in IN, LA, MS. IAPD ↗
49
ROMANO WEALTH MANAGEMENT — notice-filed in NJ, WA. IAPD ↗
49
GOELZER INVESTMENT MANAGEMENT — notice-filed in KY, NC. IAPD ↗
49
MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in ND, NH. IAPD ↗
49
HOWE AND RUSLING, INC. — notice-filed in OR, WI. IAPD ↗
49
JLB & ASSOCIATES INC — notice-filed in CA, OH, TX. IAPD ↗
49
COZAD ASSET MANAGEMENT INC — notice-filed in OK, UT. IAPD ↗
49
DAVID VAUGHAN INVESTMENTS, LLC — notice-filed in MD, SC. IAPD ↗
49
RETIREMENT INVESTMENT ADVISORS INC — notice-filed in MT, PA. IAPD ↗
49
VERUS FINANCIAL PARTNERS — notice-filed in GA, MA. IAPD ↗
49
SJS INVESTMENT SERVICES — notice-filed in MO, NC. IAPD ↗
49
LODESTAR PRIVATE ASSET MANAGEMENT LLC — notice-filed in OK, VA. IAPD ↗
49
HAMILTON CAPITAL — notice-filed in AL, WY. IAPD ↗
49
PRING TURNER — notice-filed in NV, OR, TN. IAPD ↗
49
INTEGRIS WEALTH MANAGEMENT, LLC — notice-filed in MI, NC, SC. IAPD ↗
49
NOVARE CAPITAL MANAGEMENT — notice-filed in TN, WI. IAPD ↗
49
KANAWHA CAPITAL MANAGEMENT, LLC — notice-filed in MA, TN. IAPD ↗
49
NADLER FINANCIAL GROUP, INC. — notice-filed in MN, NC. IAPD ↗
49
TORTOISE CAPITAL ADVISORS, L.L.C. — notice-filed in CO, DE. IAPD ↗
49
OAKMONT CAPITAL MANAGEMENT, LLC — notice-filed in CA, GA. IAPD ↗
49
WALDRON PRIVATE WEALTH — notice-filed in NV, SC. IAPD ↗
49
NPA ASSET MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗
49
ARAX ADVISORY PARTNERS — notice-filed in MO, OH. IAPD ↗
49
WILMINGTON CAPITAL SECURITIES, LLC — notice-filed in CA, CT, GA. IAPD ↗
49
BULLTICK WEALTH MANAGEMENT, LLC — notice-filed in CT, NJ. IAPD ↗
49
SAGEVEST WEALTH MANAGEMENT — notice-filed in NC, NJ, NY. IAPD ↗
49
BENEFIT FINANCIAL SERVICES GROUP — notice-filed in UT, VA. IAPD ↗
49
JACOBI CAPITAL MANAGEMENT, LLC — notice-filed in LA, MN. IAPD ↗
49
REDWOOD INVESTMENT MANAGEMENT, LLC. — notice-filed in KS, MO. IAPD ↗
49
FUSION CAPITAL, LLC — notice-filed in GA, LA, MD. IAPD ↗
49
EMPIRICAL ASSET MANAGEMENT, LLC — notice-filed in AZ, CO, ME. IAPD ↗
49
BLACKHAWK CAPITAL PARTNERS, LLC — notice-filed in MA, NY, OR. IAPD ↗
49
ISC ADVISORS, INC. — notice-filed in MT, PA. IAPD ↗
49
ALASKA WEALTH ADVISORS — notice-filed in NE, NH, NV. IAPD ↗
49
HUGHES FINANCIAL SERVICES, LLC — notice-filed in NE, OH, WV. IAPD ↗
49
PROFESSIONAL FINANCIAL ADVISORS, LLC — notice-filed in AZ, IA, IN. IAPD ↗
49
FALCON WEALTH PLANNING, INC. — notice-filed in GA, KY. IAPD ↗
49
WEST RIDGE ADVISORS — notice-filed in AK, LA, WA. IAPD ↗
49
ONE DAY IN JULY LLC — notice-filed in NJ, SC. IAPD ↗
49
INDEPENDENT WEALTH NETWORK, INC. — notice-filed in MA, MS, NH. IAPD ↗
49
ABLE WEALTH MANAGEMENT LLC — notice-filed in MD, PA, TX. IAPD ↗
49
OPES WEALTH MANAGEMENT, LLC — notice-filed in CO, HI, NE. IAPD ↗
49
CARTER FINANCIAL GROUP, INC. — notice-filed in MO, NC, WA. IAPD ↗
49
REMBERT PENDLETON JACKSON — notice-filed in GA, OR. IAPD ↗
49
TRUWEALTH ADVISORS, LLC — notice-filed in OK, UT. IAPD ↗
49
OPTIMA CAPITAL LLC — notice-filed in ID, IN, LA. IAPD ↗
49
ARS WEALTH ADVISORS — notice-filed in TN, WA. IAPD ↗
49
NILSINE PARTNERS, LLC — notice-filed in NC, WA. IAPD ↗
49
GATEWAY WEALTH PARTNERS, LLC — notice-filed in AL, NJ. IAPD ↗
49
UPTICK PARTNERS, LLC — notice-filed in IL, KS, MO. IAPD ↗
49
MARIDEA WEALTH MANAGEMENT — notice-filed in AZ, ME, MI. IAPD ↗
49
LUCAS GROUP FINANCIAL ADVISORS, LLC — notice-filed in IA, NE, NH. IAPD ↗
49
DIVERSIFIED, LLC — notice-filed in MN, NM. IAPD ↗
49
INDIVISIBLE PARTNERS — notice-filed in CT, MA, PA. IAPD ↗
49
ASSET ONE WEALTH MANAGEMENT, LLC — notice-filed in OH, OR, UT. IAPD ↗
48
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — notice-filed in FL, MD, NC, SC. IAPD ↗
48
BLUEDOOR PRIVATE WEALTH, LLC — notice-filed in CO, FL, NY, TX. IAPD ↗
48
VALUEWEALTH SERVICES, LLC — notice-filed in GA, MS, NC, TN. IAPD ↗
48
SKYBOUND WEALTH MANAGEMENT USA, LLC — notice-filed in KS, NH, OR, VA. IAPD ↗
48
PLUM POINTE WEALTH MANAGEMENT — notice-filed in CT, FL, NH, TX. IAPD ↗
48
APEX INVESTMENT GROUP — notice-filed in AZ, NV, PA, VA. IAPD ↗
48
CARROLL ADVISORY GROUP — notice-filed in AL, CA, UT, VA. IAPD ↗
48
PROPER WEALTH — notice-filed in GA, NC, TN, TX. IAPD ↗
48
TORREY-PAYNE WEALTH MANAGEMENT — notice-filed in AZ, ID, NV, TX. IAPD ↗
47
ROTHSCHILD INVESTMENT — notice-filed in TN. IAPD ↗
47
MEANS WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
47
CALTON & ASSOCIATES, INC. — notice-filed in PR. IAPD ↗
47
UAS ASSET MANAGEMENT — notice-filed in NH, VA. IAPD ↗
47
WALTER KEENAN WEALTH MANAGEMENT — notice-filed in GA, NY. IAPD ↗
47
ATWOOD & PALMER, INC. — notice-filed in NE. IAPD ↗
47
WBH ADVISORY, INC. — notice-filed in NH. IAPD ↗
47
FINANCIAL SYNERGIES — notice-filed in WY. IAPD ↗
47
BLOOM ADVISORS — notice-filed in IL. IAPD ↗
47
F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in AL. IAPD ↗
47
PLANCORP, LLC — notice-filed in GA. IAPD ↗
47
PINNACLE ADVISORS — notice-filed in MI. IAPD ↗
47
REGENCY INVESTMENT ADVISORS INC — notice-filed in NE. IAPD ↗
47
STEELE CAPITAL MANAGEMENT, INC. — notice-filed in IN. IAPD ↗
47
CABOT WEALTH MANAGEMENT — notice-filed in WI. IAPD ↗
47
TCI WEALTH ADVISORS, INC. — notice-filed in ME. IAPD ↗
47
INTELLICENTS INVESTMENT SOLUTIONS INC — notice-filed in ND. IAPD ↗
47
WHITEGATE INVESTMENT COUNSELORS, INC. — notice-filed in CA, FL. IAPD ↗
47
CJM WEALTH ADVISERS, LTD. — notice-filed in NE. IAPD ↗
47
MSA FINANCIAL — notice-filed in OH. IAPD ↗
47
BRAGG FINANCIAL ADVISORS INC — notice-filed in TN. IAPD ↗
47
STRATEGIC FINANCIAL SERVICES — notice-filed in LA. IAPD ↗
47
GFP PRIVATE WEALTH — notice-filed in WA. IAPD ↗
47
OBERMEYER WEALTH PARTNERS — notice-filed in NM. IAPD ↗
47
ALTFEST PERSONAL WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗
47
BMO FAMILY OFFICE, LLC — notice-filed in NY. IAPD ↗
47
DESTINATION WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
47
GREENWOOD GEARHART INC. — notice-filed in SC. IAPD ↗
47
WASHINGTON TRUST ADVISORS — notice-filed in LA. IAPD ↗
47
IRONWOOD INVESTMENT COUNSEL, LLC — notice-filed in AK. IAPD ↗
47
NEW ENGLAND RESEARCH & MANAGEMENT, INC. — notice-filed in NJ, TX. IAPD ↗
47
RTD FINANCIAL ADVISORS INC — notice-filed in CO. IAPD ↗
47
LVM CAPITAL MANAGEMENT LTD — notice-filed in NE. IAPD ↗
47
ARBOR INVESTMENT ADVISORS — notice-filed in CA. IAPD ↗
47
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP — notice-filed in PA. IAPD ↗
47
CORNERSTONE INVESTMENT PARTNERS, LLC — notice-filed in AZ. IAPD ↗
47
TOLLESON PRIVATE WEALTH MANAGEMENT — notice-filed in MN. IAPD ↗
47
PATRIOT INVESTMENT MANAGEMENT GROUP INC — notice-filed in PA. IAPD ↗
47
PLANTE MORAN FINANCIAL ADVISORS — notice-filed in WY. IAPD ↗
47
QUAD CITY INVESTMENT CENTER — notice-filed in FL, MO. IAPD ↗
47
DELTA ASSET MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
47
JSF FINANCIAL, LLC — notice-filed in LA. IAPD ↗
47
DEW WEALTH MANAGEMENT — notice-filed in AR, MS. IAPD ↗
47
WAVERLY ADVISORS, LLC — notice-filed in VI. IAPD ↗
47
PBMARES WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
47
LUTZ FINANCIAL — notice-filed in SD. IAPD ↗
47
SNIDER FINANCIAL GROUP — notice-filed in AK, FL. IAPD ↗
47
SANDERSON WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
47
THE PLANNING CENTER, INC. — notice-filed in PA. IAPD ↗
47
VERITY INVESTMENT PARTNERS — notice-filed in NJ. IAPD ↗
47
MAIN MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
47
PINKERTON WEALTH PARTNERS — notice-filed in SC. IAPD ↗
47
KLAAS FINANCIAL ASSET ADVISORS, LLC. — notice-filed in IN, MO. IAPD ↗
47
WEALTH ADVISORS GROUP — notice-filed in VA. IAPD ↗
47
MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC — notice-filed in GA, VA. IAPD ↗
47
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in IN, KY. IAPD ↗
47
TFO WEALTH PARTNERS — notice-filed in KY. IAPD ↗
47
SB CAPITAL MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
47
VALEO FINANCIAL ADVISORS, LLC — notice-filed in AK. IAPD ↗
47
HERITAGE FINANCIAL SERVICES — notice-filed in DC. IAPD ↗
47
ELGETHUN CAPITAL MANAGEMENT — notice-filed in LA, WI. IAPD ↗
47
MJP WEALTH ADVISORS — notice-filed in MO. IAPD ↗
47
RIVERSTONE ADVISORS, LLC — notice-filed in CA, FL. IAPD ↗
47
MCF ADVISORS, LLC — notice-filed in WA. IAPD ↗
47
UHLER VERTICH WHITE ADVISORS — notice-filed in OH, PA. IAPD ↗
47
RIVER ROAD ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
BLBB ADVISORS — notice-filed in ME. IAPD ↗
47
OLD MISSION INVESTMENT COMPANY, LLC — notice-filed in LA, OR. IAPD ↗
47
RVW WEALTH LLC — notice-filed in NE. IAPD ↗
47
NEPSIS, INC. — notice-filed in IA, TN. IAPD ↗
47
CORNERSTONE ADVISORY — notice-filed in NV. IAPD ↗
47
MERIT FINANCIAL ADVISORS — notice-filed in PR. IAPD ↗
47
ROYAL FUND MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
47
NICHOLAS HOFFMAN & COMPANY, LLC — notice-filed in TN. IAPD ↗
47
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
REGATTA CAPITAL GROUP, LLC — notice-filed in LA. IAPD ↗
47
ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
47
REDHAWK WEALTH ADVISORS, INC. — notice-filed in ID. IAPD ↗
47
ASPIRIANT, LLC — notice-filed in VT. IAPD ↗
47
FORT POINT CAPITAL PARTNERS LLC — notice-filed in VT. IAPD ↗
47
INSIGHT STRATEGIC WEALTH LLC — notice-filed in GA, TX. IAPD ↗
47
NORTH PIER FIDUCIARY MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
47
PEDDOCK CAPITAL ADVISORS, LLC — notice-filed in ME, NJ. IAPD ↗
47
DLK INVESTMENT MANAGEMENT — notice-filed in CO, NJ. IAPD ↗
47
LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in CO. IAPD ↗
47
GLASSMAN WEALTH SERVICES, LLC — notice-filed in NJ. IAPD ↗
47
ARIN RISK ADVISORS LLC — notice-filed in CA. IAPD ↗
47
CAPITAL ADVISORS, LTD., LLC — notice-filed in NH. IAPD ↗
47
WNY ASSET MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
47
SOUTHLAND EQUITY PARTNERS, LLC. — notice-filed in LA, TX. IAPD ↗
47
MODERA WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
47
COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in AZ, VA. IAPD ↗
47
PROSPERITY CAPITAL ADVISORS — notice-filed in ME. IAPD ↗
47
ALPHA SOLUTIONS INVESTMENT ADVISORS — notice-filed in AZ, WA. IAPD ↗
47
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in MD, SC. IAPD ↗
47
WITHUM WEALTH MANAGEMENT — notice-filed in RI. IAPD ↗
47
NOVEM GROUP — notice-filed in LA. IAPD ↗
47
BALTIMORE-WASHINGTON FINANCIAL ADVISORS — notice-filed in NJ. IAPD ↗
47
HARVEST INVESTMENT SERVICES, LLC — notice-filed in MA, NE. IAPD ↗
47
CLARO ADVISORS INC. — notice-filed in SC. IAPD ↗
47
SINGLE POINT PARTNERS — notice-filed in CT, RI. IAPD ↗
47
SEGMENT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
47
CHEVIOT VALUE MANAGEMENT, LLC — notice-filed in AR, NE. IAPD ↗
47
COMPASS ION ADVISORS, LLC — notice-filed in OR. IAPD ↗
47
DESTINY WEALTH PARTNERS, LLC — notice-filed in MO. IAPD ↗
47
FIDUCIARY FINANCIAL ADVISORS — notice-filed in PA. IAPD ↗
47
RIVER WEALTH ADVISORS LLC — notice-filed in NC. IAPD ↗
47
TREVIAN WEALTH MANAGEMENT, LLC — notice-filed in FL, NY. IAPD ↗
47
TOTAL WEALTH PLANNING, LLC — notice-filed in NH. IAPD ↗
47
EQUITA FINANCIAL NETWORK, INC. — notice-filed in NC, WA. IAPD ↗
47
CURRAN FINANCIAL PARTNERS, LLC — notice-filed in OK, TN. IAPD ↗
47
VERMILLION WEALTH MANAGEMENT INC. — notice-filed in CA, NJ. IAPD ↗
47
HACKMAN FINANCIAL GROUP — notice-filed in NH, SC. IAPD ↗
47
BOSTONPREMIER WEALTH — notice-filed in NY, PA. IAPD ↗
47
DELAP WEALTH ADVISORY, LLC — notice-filed in CT, NY. IAPD ↗
47
ACUMEN WEALTH ADVISORS, LLC — notice-filed in IA, NY. IAPD ↗
47
RHAME & GORRELL WEALTH MANAGEMENT — notice-filed in MS. IAPD ↗
47
LEXAURUM ADVISORS — notice-filed in UT. IAPD ↗
47
STRATEGIC WEALTH GROUP — notice-filed in NH. IAPD ↗
47
HIGHLINE WEALTH PARTNERS — notice-filed in DC, NY. IAPD ↗
47
FIRST PACIFIC FINANCIAL, INC. — notice-filed in VA. IAPD ↗
47
STRATA WEALTH ADVISORS, LLC — notice-filed in FL, IL. IAPD ↗
47
ALPINE PRIVATE WEALTH — notice-filed in OR. IAPD ↗
47
SILVER GROVE ADVISORY SERVICES — notice-filed in CT, OH. IAPD ↗
47
CRESSET ASSET MANAGEMENT, LLC — notice-filed in PR. IAPD ↗
47
FLORIDA FINANCIAL ADVISORS, LLC — notice-filed in PR, SD. IAPD ↗
47
BRIO FINANCIAL GROUP — notice-filed in IL, NJ. IAPD ↗
47
ROBERTSON STEPHENS — notice-filed in RI. IAPD ↗
47
WEALTH ALLIANCE ADVISORY GROUP, LLC — notice-filed in CA, IL. IAPD ↗
47
WEALTHCARE INVESTMENT PARTNERS LLC — notice-filed in ME, PA. IAPD ↗
47
WEALTHSPAN PARTNERS, LLC — notice-filed in NE, WI. IAPD ↗
47
DAKOTA WEALTH, LLC — notice-filed in DE. IAPD ↗
47
AARON WEALTH ADVISORS — notice-filed in CO. IAPD ↗
47
NEW AGE ALPHA — notice-filed in TX. IAPD ↗
47
HILTON HEAD CAPITAL PARTNERS, LLC — notice-filed in GA, OH. IAPD ↗
47
GREAT DIAMOND PARTNERS, LLC — notice-filed in NY, PA. IAPD ↗
47
LIBERTY ONE INVESTMENT MANAGEMENT — notice-filed in UT. IAPD ↗
47
INVESTMENT RESEARCH PARTNERS — notice-filed in GA, VA. IAPD ↗
47
LGG FINANCIAL — notice-filed in MA, SC. IAPD ↗
47
WEDMONT PRIVATE CAPITAL — notice-filed in IN. IAPD ↗
47
SYNERGY INVESTMENT MANAGEMENT LLC — notice-filed in LA, PA. IAPD ↗
47
ONYX BRIDGE WEALTH GROUP LLC — notice-filed in AZ. IAPD ↗
47
HAYS FINANCIAL GROUP, LLC — notice-filed in VA. IAPD ↗
47
WASHINGTON AVENUE ADVISORS — notice-filed in NM, SC. IAPD ↗
47
GREAT WATERS FINANCIAL — notice-filed in GA. IAPD ↗
47
STEPHENS CONSULTING, LLC — notice-filed in LA. IAPD ↗
47
UX WEALTH PARTNERS LLC — notice-filed in PA. IAPD ↗
47
GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in MD, VT. IAPD ↗
47
GAMMA INVESTING LLC — notice-filed in TX. IAPD ↗
47
KERA CAPITAL PARTNERS — notice-filed in NH. IAPD ↗
47
ROLLINS FINANCIAL ADVISORS, LLC — notice-filed in WA. IAPD ↗
47
ALLIANCE PRIVATE WEALTH, LLC — notice-filed in NH, TX. IAPD ↗
47
FORTITUDE FAMILY OFFICE — notice-filed in NV, WY. IAPD ↗
47
SOLLINDA CAPITAL MANAGEMENT LLC — notice-filed in CO, NY. IAPD ↗
47
RITTER DANIHER FINANCIAL ADVISORY LLC — notice-filed in NJ, PA. IAPD ↗
47
SYON CAPITAL LLC — notice-filed in FL. IAPD ↗
47
NORDWAND ADVISORS — notice-filed in NC. IAPD ↗
47
CONCURRENT INVESTMENT ADVISORS, LLC — notice-filed in VT. IAPD ↗
47
ONEASCENT FAMILY OFFICES — notice-filed in CA, NY. IAPD ↗
47
LRI INVESTMENTS — notice-filed in NE. IAPD ↗
47
EVEXIA WEALTH, LLC — notice-filed in MI, TX. IAPD ↗
47
LCP INSTITUTIONAL, LLC — notice-filed in FL. IAPD ↗
47
ARIS INVESTING — notice-filed in CA. IAPD ↗
47
FORM WEALTH ADVISORS, LLC — notice-filed in AL, NH. IAPD ↗
47
GAINLINE FINANCIAL PARTNERS, LLC — notice-filed in MA, MD. IAPD ↗
47
SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in NJ. IAPD ↗
47
SOVRAN ADVISORS, LLC — notice-filed in NM. IAPD ↗
47
SPARTAN WEALTH MANAGEMENT — notice-filed in CO, GA. IAPD ↗
47
PROVENIO CAPITAL — notice-filed in FL. IAPD ↗
47
WILLS FINANCIAL GROUP, LLC — notice-filed in CT, NY. IAPD ↗
47
BERNICKE WEALTH MANAGEMENT — notice-filed in AZ, FL. IAPD ↗
47
PENDULUM WEALTH PARTNERS — notice-filed in MI, TX. IAPD ↗
47
Z3 CAPITAL PARTNERS — notice-filed in TX, VA. IAPD ↗
46
SLOCUM, GORDON & CO. LLP — notice-filed in FL, MA, NY. IAPD ↗
46
MARATHON STRATEGIC ADVISORS, LLC — notice-filed in MD, NH, VA. IAPD ↗
46
TIMOTHY FINANCIAL COUNSEL, INC. — notice-filed in MD, PA, WA. IAPD ↗
46
CAMPBELL FINANCIAL PARTNERS, LLC — notice-filed in CT, LA, PA. IAPD ↗
46
SEVEN HILLS FINANCIAL, LLC — notice-filed in NC, NH, VA. IAPD ↗
46
DICCIANNI FINANCIAL GROUP, INC. — notice-filed in NC, NE, NJ. IAPD ↗
46
NORTHERN LIGHTS ADVISORS, INC. — notice-filed in CA, TX, VA. IAPD ↗
46
ANKERSTAR WEALTH, LLC — notice-filed in MN, NM, OK. IAPD ↗
46
MASUS FINANCIAL GROUP, LTD. — notice-filed in CA, IN, LA. IAPD ↗
46
TRADEMARK CAPITAL MANAGEMENT INC. — notice-filed in CA, SC, VA. IAPD ↗
46
CYR FINANCIAL INC. — notice-filed in AL, IN, WI. IAPD ↗
46
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — notice-filed in NV, NY, TX. IAPD ↗
46
BOLDIN ADVISORS — notice-filed in AL, HI, RI. IAPD ↗
46
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in DE, ID, MD. IAPD ↗
46
DIAMOND CLIENT GROUP, LLC — notice-filed in PA, TN, VA. IAPD ↗
46
FINANCEHQ LLC — notice-filed in DC, VT, WV. IAPD ↗
46
ACCELERATE RETIREMENT — notice-filed in IL, LA, SC. IAPD ↗
46
GANNETT WEALTH ADVISORS — notice-filed in IL, MA, NC. IAPD ↗
46
ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in ID, LA, OK. IAPD ↗
46
BAM WEALTH MANAGEMENT LLC — notice-filed in MO, NM, NY. IAPD ↗
46
GRP FINANCIAL SERVICES, LLC — notice-filed in FL, TX, VT. IAPD ↗
46
PRESIDIO WEALTH MANAGEMENT — notice-filed in AZ, CO, ID. IAPD ↗
46
RIVER CRESCENT ADVISORS, LLC — notice-filed in AZ, MD, NC. IAPD ↗
46
GLR PARTNERS — notice-filed in FL, NY, VA. IAPD ↗
46
ROOTED FINANCIAL GROUP, LLC — notice-filed in AZ, TX, WA. IAPD ↗
46
FREEDOM ASSET MANAGEMENT — notice-filed in AZ, ID, UT. IAPD ↗
46
LYONS CAPITAL GROUP — notice-filed in FL, MO, MT. IAPD ↗
46
DISHMI CAPITAL, LLC — notice-filed in NV, NY, WA. IAPD ↗
46
INNOVATIVE ASSET ADVISORS GROUP — notice-filed in FL, MA, VT. IAPD ↗
46
SUMMITPOINT CAPITAL MANAGEMENT — notice-filed in FL, PA, TX. IAPD ↗
45
WORLD ADVISORY SERVICES — filed an Item 4A succession naming WORLD ADVISORY SERVICES (CRD 20626) — an entity change, not a deal. IAPD ↗
45
FAMILY MANAGE LLC — filed an Item 4A succession naming FAMILY MANAGEMENT CORPORATION (CRD 104951) — an entity change, not a deal. IAPD ↗
45
WEALTHSPIRE RETIREMENT ADVISORY — filed an Item 4A succession naming WEALTHSPIRE RETIREMENT ADVISORY (CRD 121254) — an entity change, not a deal. IAPD ↗
45
CORNERSTONE PORTFOLIO RESEARCH — filed an Item 4A succession naming CORNERSTONE PORTFOLIO RESEARCH (CRD 315130) — an entity change, not a deal. IAPD ↗
45
FSB PREMIER WEALTH MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
45
ANDREW GARRETT, INC. — notice-filed in KS. IAPD ↗
45
PACKERLAND BROKERAGE SERVICES, INC. — notice-filed in OK. IAPD ↗
45
NORTHLAND ASSET MANAGEMENT — notice-filed in KS. IAPD ↗
45
WEALTH MANAGEMENT RESOURCES, INC. — notice-filed in CA. IAPD ↗
45
R.W. ROGE & COMPANY, INC — notice-filed in LA. IAPD ↗
45
TOBIAS FINANCIAL ADVISORS — notice-filed in MD. IAPD ↗
45
AULL & MONROE — notice-filed in NE. IAPD ↗
45
BARD ASSOCIATES INC — notice-filed in NH. IAPD ↗
45
BRIAUD FINANCIAL ADVISORS — notice-filed in ND. IAPD ↗
45
FINANCIAL CONSULATE — notice-filed in NY. IAPD ↗
45
TRUST ADVISORY GROUP LTD — notice-filed in KY. IAPD ↗
45
DHJJ FINANCIAL ADVISORS — notice-filed in AZ. IAPD ↗
45
HAMEL ASSOCIATES,INC. — notice-filed in PA. IAPD ↗
45
NORTHSTAR ASSET MANAGEMENT INC — notice-filed in MO. IAPD ↗
45
TGS FINANCIAL ADVISORS — notice-filed in MD. IAPD ↗
45
WILLIAM MACK & ASSOCIATES INC — notice-filed in GA. IAPD ↗
45
SILVER OAK ADVISORY GROUP — notice-filed in CO. IAPD ↗
45
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC — notice-filed in LA. IAPD ↗
45
B&C FINANCIAL ADVISORS — notice-filed in PA. IAPD ↗
45
WISCONSIN CAPITAL MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
VALICENTI ADVISORY SERVICES INC — notice-filed in MI. IAPD ↗
45
EVANS CAPITAL MANAGEMENT ASSOCIATES — notice-filed in NH. IAPD ↗
45
PAUL MANNERS & ASSOCIATES, INC. — notice-filed in TN. IAPD ↗
45
DOCK STREET ASSET MANAGEMENT INC — notice-filed in NH. IAPD ↗
45
DETTERBECK WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
45
INTREPID FINANCIAL PLANNING GROUP, LLC — notice-filed in KY. IAPD ↗
45
CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
45
OLDFATHER FINANCIAL SERVICES LLC — notice-filed in KS. IAPD ↗
45
HUNTLEIGH ADVISORS, INC. — notice-filed in OK. IAPD ↗
45
WINDWARD PRIVATE WEALTH MANAGEMENT INC. — notice-filed in CA. IAPD ↗
45
CAMARDA WEALTH ADVISORY GROUP — notice-filed in CA. IAPD ↗
45
COLORADO CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗
45
TRANSITION FINANCIAL ADVISORS GROUP, LLC — notice-filed in NJ. IAPD ↗
45
FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in TN. IAPD ↗
45
BLUESKY WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗
45
AFFINITY INVESTMENT GROUP, LLC — notice-filed in NC. IAPD ↗
45
SHIRA RIDGE WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗
45
DIVERSIFIED FINANCIAL ADVISORS, LLC — notice-filed in AL. IAPD ↗
45
FOUNDERS CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
MELD FINANCIAL, INC. — notice-filed in CO. IAPD ↗
45
STRAVA WEALTH — notice-filed in TX. IAPD ↗
45
ABSOLUTE CAPITAL MANAGEMENT, LLC — notice-filed in IA. IAPD ↗
45
PILLAR FINANCIAL ADVISORS, LLC — notice-filed in GA. IAPD ↗
45
REIFY WEALTH ADVISORS, INC. — notice-filed in CA. IAPD ↗
45
FMB WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
45
GIBRALTAR CAPITAL MANAGEMENT, INC. — notice-filed in IA. IAPD ↗
45
ALPHA FINANCIAL ADVISORS, LLC — notice-filed in NJ. IAPD ↗
45
MPS-LORIA FINANCIAL PLANNERS,LLC — notice-filed in MO. IAPD ↗
45
SARD WEALTH MANAGMENT GROUP, LLC — notice-filed in CA. IAPD ↗
45
COVINGTON INVESTMENT ADVISORS, INC. — notice-filed in VA. IAPD ↗
45
ROBOTTI & COMPANY ADVISORS, LLC — notice-filed in CT. IAPD ↗
45
CORNERSTONE FINANCIAL PLANNING, LLC — notice-filed in CT. IAPD ↗
45
EMERSON EQUITY LLC — notice-filed in NE. IAPD ↗
45
ANDREWS, LUCIA WEALTH MANAGEMENT LLC — notice-filed in NY. IAPD ↗
45
RICHARDSON CAPITAL MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in MN. IAPD ↗
45
MERIDIAN INVESTMENT COUNSEL, INC. — notice-filed in CO. IAPD ↗
45
PIONEER WEALTH MANAGEMENT GROUP — notice-filed in NM. IAPD ↗
45
GRIFFIN BLACK, LLC — notice-filed in WA. IAPD ↗
45
ALLODIUM INVESTMENT CONSULTANTS, LLC — notice-filed in WI. IAPD ↗
45
IFRAH FINANCIAL SERVICES, INC. — notice-filed in OK. IAPD ↗
45
PERSPECTIVE WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗
45
JACOBSON & SCHMITT ADVISORS, LLC — notice-filed in WA. IAPD ↗
45
STERLING INVESTMENT ADVISORS LTD. — notice-filed in GA. IAPD ↗
45
BCA PRIVATE WEALTH, INC. — notice-filed in PA. IAPD ↗
45
MASON & ASSOCIATES, INC. — notice-filed in NM. IAPD ↗
45
WARBURTON CAPITAL MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
45
SAMALIN WEALTH — notice-filed in CO. IAPD ↗
45
EDGE WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
45
TOTAL CLARITY WEALTH MANAGEMENT, INC — notice-filed in NH. IAPD ↗
45
YESKE BUIE INC. — notice-filed in OR. IAPD ↗
45
BIGELOW INVESTMENT ADVISORS, LLC — notice-filed in TX. IAPD ↗
45
COMMERCE STREET INVESTMENT MANAGEMENT — notice-filed in NC. IAPD ↗
45
REAP FINANCIAL GROUP, LLC — notice-filed in PA. IAPD ↗
45
SFE INVESTMENT COUNSEL INC. — notice-filed in OR. IAPD ↗
45
WOMACK WEALTH MANAGEMENT, INC. — notice-filed in WA. IAPD ↗
45
CAPE INVESTMENT ADVISORY, INC. — notice-filed in MN. IAPD ↗
45
PRINCETON GLOBAL ASSET MANAGEMENT LLC — notice-filed in CO. IAPD ↗
45
ARCHER INVESTMENT MANAGEMENT — notice-filed in CA. IAPD ↗
45
ARQ WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗
45
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — notice-filed in DE. IAPD ↗
45
ATWATER MALICK — notice-filed in NC. IAPD ↗
45
H FINANCIAL MANAGEMENT — notice-filed in MD. IAPD ↗
45
MERITAS WEALTH MANAGEMENT, LLC — notice-filed in DC. IAPD ↗
45
CBG & COMPANY, INC. — notice-filed in NY. IAPD ↗
45
HUDOCK CAPITAL GROUP — notice-filed in OH. IAPD ↗
45
ILLUMINATION WEALTH MANAGEMENT — notice-filed in WI. IAPD ↗
45
VISIONARY HORIZONS, LLC — notice-filed in CA. IAPD ↗
45
CYPRESS FINANCIAL PLANNING — notice-filed in NC. IAPD ↗
45
BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗
45
MINICHMACGREGOR WEALTH MANAGEMENT, LLC — notice-filed in MD. IAPD ↗
45
DENT WEALTH ADVISORS — notice-filed in GA. IAPD ↗
45
ETESIAN WEALTH ADVISORS, INC. — notice-filed in ID. IAPD ↗
45
BALLAST, INC. — notice-filed in CO. IAPD ↗
45
ACUMEN FINANCIAL ADVISORS, LLC — notice-filed in FL. IAPD ↗
45
PROVIDENCE WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗
45
CHJ WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC — notice-filed in SC. IAPD ↗
45
BOSTON STANDARD WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
VIGILARE WEALTH MANAGEMENT LLC — notice-filed in OR. IAPD ↗
45
PARADIEM, LLC — notice-filed in DE. IAPD ↗
45
INVESTOR FAN — notice-filed in VA. IAPD ↗
45
MONUMENT WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗
45
ALTERNATIVE INVESTMENT ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
SEQUENT PLANNING, LLC — notice-filed in MA. IAPD ↗
45
OAKWELL PRIVATE WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
45
INVESTMENTS & FINANCIAL PLANNING, LLC — notice-filed in LA. IAPD ↗
45
TIM LOONEY INVESTMENTS, LLC — notice-filed in NY. IAPD ↗
45
STRATEGY FINANCIAL GROUP — notice-filed in KY. IAPD ↗
45
HIGHMARK WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
45
BASON ASSET MANAGEMENT — notice-filed in MO. IAPD ↗
45
WORTH ASSET MANAGEMENT — notice-filed in AR. IAPD ↗
45
CASCADES CAPITAL ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
VICTRIX INVESTMENT ADVISORS — notice-filed in CT. IAPD ↗
45
PRACTICECFO INVESTMENTS — notice-filed in UT. IAPD ↗
45
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
45
ARMSTRONG DIXON — notice-filed in WV. IAPD ↗
45
J. HAGAN CAPITAL, INC. — notice-filed in WY. IAPD ↗
45
THE RETIREMENT GUYS FORMULA — notice-filed in CO. IAPD ↗
45
NAVIGOE, LLC — notice-filed in OR. IAPD ↗
45
MBM WEALTH CONSULTANTS, LLC — notice-filed in NY. IAPD ↗
45
WT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
45
HORIZON WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗
45
MYSTIC ASSET MANAGEMENT — notice-filed in CA. IAPD ↗
45
ENCOMPASS WEALTH ADVISORS, LLC — notice-filed in OH. IAPD ↗
45
RPG INVESTMENT ADVISORY, LLC — notice-filed in OR. IAPD ↗
45
POWERS ADVISORY GROUP, LLC — notice-filed in FL. IAPD ↗
45
IFG ADVISORS, LLC — notice-filed in MD. IAPD ↗
45
ATON FINANCIAL LLC — notice-filed in OH. IAPD ↗
45
BROWN EDWARDS WEALTH STRATEGIES — notice-filed in PA. IAPD ↗
45
KEY CAPITAL MANAGEMENT, INC. — notice-filed in MS. IAPD ↗
45
QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in TN. IAPD ↗
45
INSIGHT FOLIOS — notice-filed in AR. IAPD ↗
45
NATIONAL WEALTH MANAGEMENT GROUP, LLC — notice-filed in NV. IAPD ↗
45
FLAGSHIP PRIVATE WEALTH — notice-filed in VA. IAPD ↗
45
INTEGRATED INVESTMENT CONSULTANTS, LLC — notice-filed in TX. IAPD ↗
45
IRONWOOD WEALTH MANAGEMENT, LLC — notice-filed in NM. IAPD ↗
45
CASTLEPOINT WEALTH ADVISORS — notice-filed in CO. IAPD ↗
45
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in AR. IAPD ↗
45
LEADING EDGE FINANCIAL PLANNING LLC — notice-filed in NJ. IAPD ↗
45
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
45
INTEGRITY WEALTH ADVISORS, LLC — notice-filed in SC. IAPD ↗
45
LEGACY BRIDGE PRIVATE FAMILY OFFICES — notice-filed in NV. IAPD ↗
45
OLIO FINANCIAL PLANNING — notice-filed in NY. IAPD ↗
45
FRG FAMILY WEALTH ADVISORS — notice-filed in OR. IAPD ↗
45
SPINNAKER INVESTMENT GROUP, LLC — notice-filed in NE. IAPD ↗
45
FWG INVESTMENTS, LLC — notice-filed in LA. IAPD ↗
45
CLARK ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
ISTO ADVISORS, LLC — notice-filed in LA. IAPD ↗
45
PREMIER WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
45
SUMMIT WEALTH AND RETIREMENT PARTNERS — notice-filed in CO. IAPD ↗
45
IAMS WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
45
INVICTA FINANCIAL GROUP — notice-filed in IL. IAPD ↗
45
MAYPORT WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
ALLIANCE WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗
45
IMPACT INVESTORS — notice-filed in AZ. IAPD ↗
45
FINANCIAL STRATEGIES GROUP, INC — notice-filed in IN. IAPD ↗
45
FAMILYWEALTH — notice-filed in ND. IAPD ↗
45
BASEPOINT WEALTH, LLC — notice-filed in TN. IAPD ↗
45
LIVELIFE CAPITAL PARTNERS LLC — notice-filed in ME. IAPD ↗
45
FORTIS GROUP ADVISORS LLC — notice-filed in VT. IAPD ↗
45
AFFINITY WEALTH MANAGEMENT LLC — notice-filed in LA. IAPD ↗
45
MORGANROSEL WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
45
MA PRIVATE WEALTH, LLC — notice-filed in LA. IAPD ↗
45
FORTEM FINANCIAL GROUP, LLC — notice-filed in KS. IAPD ↗
45
SOUTHERN CAPITAL ADVISORS, LLC — notice-filed in GA. IAPD ↗
45
TANDEM FINANCIAL, LLC — notice-filed in UT. IAPD ↗
45
CORDIS FINANCIAL, LLC — notice-filed in AZ. IAPD ↗
45
BLUE SQUARE ASSET MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
45
ATTICUS WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗
45
CENTURA WEALTH ADVISORY — notice-filed in PR. IAPD ↗
45
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in OK. IAPD ↗
45
CANTON HATHAWAY LLC — notice-filed in LA. IAPD ↗
45
WOOD TARVER FINANCIAL — notice-filed in CO. IAPD ↗
45
LOGAN PARK WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
45
LAKESHORE FINANCIAL PLANNING INC. — notice-filed in MA. IAPD ↗
45
INTELLIGENCE DRIVEN ADVISERS, LLC — notice-filed in NV. IAPD ↗
45
INTELLIGENT WEALTH SOLUTIONS LLC — notice-filed in GA. IAPD ↗
45
EMERALD ADVISORS, LLC — notice-filed in MN. IAPD ↗
45
CFM WEALTH PARTNERS LLC — notice-filed in CO. IAPD ↗
45
JEPPSON WEALTH MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
45
NBC CAPITAL ADVISORS — notice-filed in ID. IAPD ↗
45
GETTINGS BUSCH WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
45
CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
45
ASPEN WEALTH STRATEGIES, LLC — notice-filed in LA. IAPD ↗
45
SERENITY INVESTMENT ADVISORS — notice-filed in LA. IAPD ↗
45
VIRTERA PARTNERS LLC — notice-filed in DC. IAPD ↗
45
44 WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗
45
REGIMEN WEALTH, LLC — notice-filed in SC. IAPD ↗
45
LEVERTY FINANCIAL GROUP, LLC — notice-filed in TX. IAPD ↗
45
RISKBRIDGE ADVISORS, LLC — notice-filed in NV. IAPD ↗
45
RETIREMENT PLANNING GROUP, LLC — notice-filed in PA. IAPD ↗
45
CITY DIFFERENT INVESTMENTS — notice-filed in OH. IAPD ↗
45
COTTONWOOD WEALTH STRATEGIES, LLC — notice-filed in CO. IAPD ↗
45
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — notice-filed in NE. IAPD ↗
45
RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in OR. IAPD ↗
45
MARIPAU WEALTH MANAGEMENT LLC — notice-filed in CT. IAPD ↗
45
RIDGECREST WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗
45
MAIN STREET RETIREMENT PLANNING, LLC — notice-filed in AL. IAPD ↗
45
FORTITUDE FINANCIAL LLC — notice-filed in CO. IAPD ↗
45
ROOTED WEALTH ADVISORS — notice-filed in SC. IAPD ↗
45
FORTRESS FINANCIAL GROUP, LLC — notice-filed in AZ. IAPD ↗
45
PACIFIC SAGE PARTNERS, LLC — notice-filed in NH. IAPD ↗
45
THE LEWIS FINANCIAL GROUP — notice-filed in NC. IAPD ↗
45
CARR FINANCIAL GROUP — notice-filed in ME. IAPD ↗
45
PARK EDGE ADVISORS, LLC — notice-filed in NJ. IAPD ↗
45
TRANSCE3ND LLC — notice-filed in ID. IAPD ↗
45
ASCENTIS ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
CORA CAPITAL ADVISORS — notice-filed in IL. IAPD ↗
45
HOXTON PLANNING & MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
45
HIBERNIA WEALTH PARTNERS, LLC — notice-filed in AL. IAPD ↗
45
APOLLON FINANCIAL, LLC — notice-filed in MD. IAPD ↗
45
AJ ADVISORS — notice-filed in NC. IAPD ↗
45
TFB ADVISORS, LLC — notice-filed in UT. IAPD ↗
45
RANGE ADVISORY, LLC — notice-filed in AL. IAPD ↗
45
BUCK WEALTH STRATEGIES, LLC — notice-filed in KY. IAPD ↗
45
ENCOMPASS MORE ASSET MANAGEMENT LLC — notice-filed in AK. IAPD ↗
45
MN WEALTH ADVISORS, LLC — notice-filed in IA. IAPD ↗
45
GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in NC. IAPD ↗
45
AURELIUS FAMILY OFFICE, LLC — notice-filed in LA. IAPD ↗
45
GOLDSTEIN ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
ABRA CAPITAL MANAGEMENT, LP — notice-filed in FL. IAPD ↗
45
CHANNEL WEALTH, LLC — notice-filed in VA. IAPD ↗
45
CRAFT & SAGE WEALTH — notice-filed in FL. IAPD ↗
45
CAP SIX ADVISORS — notice-filed in NH. IAPD ↗
45
FIDUCIARY BENEFITS GROUP — notice-filed in CO. IAPD ↗
45
BALANCED WEALTH GROUP LLC — notice-filed in NH. IAPD ↗
45
DRUCKER WEALTH — notice-filed in CA. IAPD ↗
45
CRUX WEALTH ADVISORS — notice-filed in NV. IAPD ↗
45
ASCENTIS WEALTH MANAGEMENT, LLC — notice-filed in VI. IAPD ↗
45
ALTERI WEALTH — notice-filed in NV. IAPD ↗
45
HEADLAND CAPITAL — notice-filed in CA. IAPD ↗
45
PRASAD WEALTH PARTNERS — notice-filed in CO. IAPD ↗
45
STONE TEMPLE PARTNERS LLC — notice-filed in CA. IAPD ↗
45
MATAURO, LLC — notice-filed in MI. IAPD ↗
45
SELBY WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
45
WILKERSON ADVISORY GROUP LLC — notice-filed in MN. IAPD ↗
45
CAMBIENT FAMILY OFFICE, LLC — notice-filed in TX. IAPD ↗
44
DMK ADVISOR GROUP, INC. — notice-filed in ID, WI. IAPD ↗
44
SOUND INVESTMENT MANAGEMENT INC — notice-filed in CA, TX. IAPD ↗
44
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC — notice-filed in NC, SC. IAPD ↗
44
FINANCIAL ROUNDS — notice-filed in MA, NH. IAPD ↗
44
GODFREY FINANCIAL ASSOCIATES, INC. — notice-filed in NH, TX. IAPD ↗
44
KCD FINANCIAL, INC. — notice-filed in SC, WV. IAPD ↗
44
FINANCIAL LIFE PLANNERS — notice-filed in NM, OR. IAPD ↗
44
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — notice-filed in NJ, OH. IAPD ↗
44
HUDSON COMPANIES — notice-filed in OH, TX. IAPD ↗
44
CORNERSTONE WEALTH PARTNERS, LLC — notice-filed in MD, NH. IAPD ↗
44
NOVADIUS WEALTH MANAGEMENT — notice-filed in NE, TX. IAPD ↗
44
VALUES FIRST ADVISORS, INC. — notice-filed in NM, SC. IAPD ↗
44
ALPHA WEALTH FUNDS, LLC — notice-filed in AR, IA. IAPD ↗
44
BAER INVESTMENT ADVISORY LLC — notice-filed in VA, WA. IAPD ↗
44
COTE FINANCIAL MANAGEMENT — notice-filed in NH, TX. IAPD ↗
44
RD LEWIS WEALTH MANAGEMENT — notice-filed in GA, VA. IAPD ↗
44
MARSTONE LLC — notice-filed in FL, VA. IAPD ↗
44
PUREWATER CAPITAL, LLC — notice-filed in FL, NE. IAPD ↗
44
JIM SAULNIER & ASSOCIATES, LLC — notice-filed in GA, OH. IAPD ↗
44
EXCEED ADVISORY LLC — notice-filed in ID, WI. IAPD ↗
44
LONG ISLAND WEALTH MANAGEMENT, INC. — notice-filed in FL, NJ. IAPD ↗
44
KERR WEALTH MANAGEMENT — notice-filed in MO, VT. IAPD ↗
44
YOUR FINANCIAL PHARMACIST — notice-filed in GA, SC. IAPD ↗
44
SAFE HARBOR WEALTH ADVISORS, LLC — notice-filed in KY, PA. IAPD ↗
44
CMG FINANCIAL CONSULTING — notice-filed in FL, NY. IAPD ↗
44
PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC — notice-filed in FL, NJ. IAPD ↗
44
LIFEPOINT PLANNING — notice-filed in CA, NY. IAPD ↗
44
RW BAKER WEALTH MANAGEMENT GROUP LLC — notice-filed in VA, WA. IAPD ↗
44
ARCH GLOBAL ADVISORS, LLC — notice-filed in NC, PA. IAPD ↗
44
THE PLANNING GROUP — notice-filed in CA, NE. IAPD ↗
44
RESOLUTE CAPITAL, LLC — notice-filed in FL, GA. IAPD ↗
44
ORIGIN INVESTMENT ADVISORY LLC — notice-filed in ID, TN. IAPD ↗
44
ALIGN FINANCIAL, LLC — notice-filed in FL, WI. IAPD ↗
44
CARBON COLLECTIVE INVESTING, LLC — notice-filed in NE, OK. IAPD ↗
44
CSP FINANCIAL GROUP LLC — notice-filed in AR, UT. IAPD ↗
44
103 ADVISORY GROUP — notice-filed in CA, IN. IAPD ↗
44
WERNER FINANCIAL — notice-filed in FL, NH. IAPD ↗
44
DOGWOOD WEALTH MANAGEMENT, LLC — notice-filed in FL, TX. IAPD ↗
44
ECHELONS CAPITAL, LLC — notice-filed in NY, VA. IAPD ↗
44
NINE30 ADVISORS LLC — notice-filed in GA, LA. IAPD ↗
44
CRUSONIA WEALTH ADVISORS LLC — notice-filed in AZ, LA. IAPD ↗
44
BLUE FINANCIAL — notice-filed in MS, VA. IAPD ↗
44
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in GA, TN. IAPD ↗
44
ABUNDANT WEALTH MANAGEMENT LLC — notice-filed in NH, TX. IAPD ↗
44
SANDRO WEALTH MANAGEMENT LLC — notice-filed in ID, TX. IAPD ↗
44
MADRID WEALTH MANAGEMENT — notice-filed in AZ, CA. IAPD ↗
44
BORABOND, LLC — notice-filed in GA, NC. IAPD ↗
44
WALDO.AI, INC. — notice-filed in NH, TX. IAPD ↗
43
IMS CAPITAL MANAGEMENT — filed an Item 4A succession naming IMS CAPITAL MANAGEMENT (CRD 105939) — an entity change, not a deal. IAPD ↗
43
PINNACLE WEALTH ADVISORS — filed an Item 4A succession naming PINNACLE WEALTH ADVISORS (CRD 117517) — an entity change, not a deal. IAPD ↗
42
J.V.B. INVESTMENT COMPANY — notice-filed in FL. IAPD ↗
42
CREWS & ASSOCIATES, INC. — notice-filed in MS. IAPD ↗
42
AMUNI FINANCIAL, INC. — notice-filed in NY. IAPD ↗
42
CONTINENTAL INVESTORS SERVICES, INC. — notice-filed in FL. IAPD ↗
42
1ST DISCOUNT BROKERAGE, INC. — notice-filed in MN. IAPD ↗
42
B.B. GRAHAM & COMPANY, INC. — notice-filed in DE. IAPD ↗
42
WESBANCO SECURITIES, INC. — notice-filed in NE. IAPD ↗
42
RACHOR INVESTMENT ADVISORY SERVICES, LLC — notice-filed in WY. IAPD ↗
42
MARCHAND FARIES FINANCIAL MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
42
U.S. FINANCIAL ADVISORS — notice-filed in DE. IAPD ↗
42
ERNST & YOUNG INVESTMENT ADVISERS LLP — notice-filed in WY. IAPD ↗
42
NED DAVIS RESEARCH, INC. — notice-filed in GA. IAPD ↗
42
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
CTA WEALTH ADVISORS, INC. — notice-filed in AZ. IAPD ↗
42
HILLSPRING FINANCIAL, INC. — notice-filed in WA. IAPD ↗
42
JJSA ADVISORS, LTD. — notice-filed in TX. IAPD ↗
42
HAGER INVESTMENT MANAGEMENT SERVICES, LLC — notice-filed in ME. IAPD ↗
42
COPPERLEAF CAPITAL, LLC — notice-filed in PA. IAPD ↗
42
WH CORNERSTONE INVESTMENTS INC. — notice-filed in NY. IAPD ↗
42
TASSEL CAPITAL MANAGEMENT, INC — notice-filed in IL. IAPD ↗
42
PROMETHEUS CAPITAL MANAGEMENT CORP. — notice-filed in VA. IAPD ↗
42
FINANCIAL STRATEGIES GROUP — notice-filed in LA. IAPD ↗
42
RMG ADVISORS — notice-filed in TN. IAPD ↗
42
PRINCIPIUM INVESTMENTS LLC — notice-filed in NE. IAPD ↗
42
MFG INVESTMENTS, LLC — notice-filed in NC. IAPD ↗
42
BYRNE ASSET MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
42
CREW CAPITAL MANAGEMENT, LTD. — notice-filed in IN. IAPD ↗
42
NESTEGG ADVISORS, INC. — notice-filed in NH. IAPD ↗
42
DCM ADVISORS, LLC — notice-filed in MA. IAPD ↗
42
KENSINGTON FINANCIAL GROUP, INC. — notice-filed in NH. IAPD ↗
42
IRONWOOD WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
42
ALJEN ASSET MANAGEMENT LLC — notice-filed in GA. IAPD ↗
42
FOUR QUADRANT WEALTH ADVISORS, INC. — notice-filed in NH. IAPD ↗
42
PRINCE FINANCIAL ADVISORY LLC — notice-filed in NE. IAPD ↗
42
GLADWYN FINANCIAL ADVISORS, INC. — notice-filed in FL. IAPD ↗
42
LIFEPLAN FINANCIAL, LLC — notice-filed in NE. IAPD ↗
42
OAK ADVISORS, LLC — notice-filed in LA. IAPD ↗
42
BULWARK CAPITAL CORPORATION — notice-filed in CO. IAPD ↗
42
CANNON BEACH FINANCIAL ADVISORS — notice-filed in NC. IAPD ↗
42
MARMO FINANCIAL GROUP, LLC — notice-filed in SC. IAPD ↗
42
FORTRESS FINANCIAL SOLUTIONS, LLC — notice-filed in VA. IAPD ↗
42
MILLARES ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
GBM WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗
42
MCALVANY WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
42
THE SHERRY GROUP, INC. — notice-filed in LA. IAPD ↗
42
SCHEAR INVESTMENT ADVISERS, LLC — notice-filed in IL. IAPD ↗
42
INNOVATIVE ADVISORY GROUP — notice-filed in NE. IAPD ↗
42
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
42
LANIER ASSET MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
42
GUIDESTREAM FINANCIAL, INC. — notice-filed in MA. IAPD ↗
42
BAFFIN ADVISORS LLC — notice-filed in FL. IAPD ↗
42
COMMERCE ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
O'CONNOR WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
42
METANOIA FINANCIAL, LLC — notice-filed in MO. IAPD ↗
42
BAUMAN WEALTH ADVISORS — notice-filed in TX. IAPD ↗
42
OCTOBER WEALTH ADVISORS, INC — notice-filed in LA. IAPD ↗
42
CAITLIN JOHN, LLC — notice-filed in UT. IAPD ↗
42
CORE PLANNING — notice-filed in WI. IAPD ↗
42
BUCHER WEALTH ADVISORS — notice-filed in TX. IAPD ↗
42
BEACON WEALTH CONSULTANTS, INC. — notice-filed in NY. IAPD ↗
42
DEL-SETTE CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
42
BARRETT WEALTH CONNECTION LLC — notice-filed in CA. IAPD ↗
42
ONE ADVISORY PARTNERS, LLC — notice-filed in OR. IAPD ↗
42
RETIREMENT STRATEGIES, LTD. — notice-filed in NC. IAPD ↗
42
JGC TAX & WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
42
BPP WEALTH SOLUTIONS, LLC — notice-filed in FL. IAPD ↗
42
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
42
NEWBRIDGE WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗
42
HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in WA. IAPD ↗
42
BRIGHT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
42
CAPITAL CITY WEALTH MANAGEMENT, INC. — notice-filed in OH. IAPD ↗
42
INTEGRAS PARTNERS, LLC — notice-filed in TN. IAPD ↗
42
LUMINIST CAPITAL, LLC — notice-filed in NJ. IAPD ↗
42
SOMNIO FINANCIAL GROUP, LLC — notice-filed in FL. IAPD ↗
42
VANN EQUITY MANAGEMENT LLC — notice-filed in NV. IAPD ↗
42
MURRAY FINANCIAL SERVICES, INC — notice-filed in NV. IAPD ↗
42
CITY CENTER ADVISORS, LLC — notice-filed in TN. IAPD ↗
42
CIRCLE N ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
RAI WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
42
PEAK WEALTH MANAGEMENT LLC — notice-filed in ME. IAPD ↗
42
T.R.U.E. COASTAL CAPITAL, LLC — notice-filed in FL. IAPD ↗
42
PINNACLE WEALTH MANAGEMENT GROUP, INC. — notice-filed in TX. IAPD ↗
42
PROTA FINANCIAL — notice-filed in MA. IAPD ↗
42
ROOTED PLANNING GROUP — notice-filed in NC. IAPD ↗
42
Q3 ADVISORS, LLC — notice-filed in ID. IAPD ↗
42
KENNON-GREEN & CO. — notice-filed in NY. IAPD ↗
42
AFFINITY WEALTH LLC — notice-filed in TN. IAPD ↗
42
AWH FINANCIAL, LLC — notice-filed in WV. IAPD ↗
42
RPATA, LLC — notice-filed in MS. IAPD ↗
42
URBAN WEALTH MANAGEMENT OR UWM — notice-filed in OH. IAPD ↗
42
ANTONELLI FINANCIAL ADVISORS, LLC — notice-filed in NY. IAPD ↗
42
BUCKET LIST WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
42
KNOX WEALTH PARTNERS ADVISORY — notice-filed in SC. IAPD ↗
42
BRIXTON CAPITAL WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗
42
VALUES ADDED FINANCIAL — notice-filed in OH. IAPD ↗
42
KDT ADVISORS, LLC — notice-filed in NJ. IAPD ↗
42
RETIREMENT PLANNING SERVICES — notice-filed in GA. IAPD ↗
42
PLANVEST FINANCIAL, INC. — notice-filed in TN. IAPD ↗
42
JOURNEY BEYOND WEALTH — notice-filed in IL. IAPD ↗
42
PRISM PLANNING PARTNERS — notice-filed in CA. IAPD ↗
42
BRINDLE & BAY FINANCIAL ADVISORS, LLC — notice-filed in SC. IAPD ↗
42
SOUND FINANCIAL, LLC — notice-filed in ID. IAPD ↗
42
WATERROCK WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
42
TROWBRIDGE CAPITAL PARTNERS LLC. — notice-filed in IN. IAPD ↗
42
VITAL INVESTMENT MANAGEMENT LLC — notice-filed in MA. IAPD ↗
42
AEGIS WEALTH MANAGEMENT, INC. — notice-filed in OR. IAPD ↗
42
BIRCH WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
42
OPTIMA CAPITAL MANAGEMENT — notice-filed in OK. IAPD ↗
42
AMARA FINANCIAL, LLC — notice-filed in CO. IAPD ↗
42
STONE WEALTH PARTNERS LLC — notice-filed in FL. IAPD ↗
42
ANT MONEY ADVISORS — notice-filed in NH. IAPD ↗
42
ADAPTATION FINANCIAL ADVISORS INC. — notice-filed in LA. IAPD ↗
42
LANE GENERATIONAL LLC — notice-filed in CO. IAPD ↗
42
SILICON BEACH WEALTH, LLC — notice-filed in TX. IAPD ↗
42
ORCA WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
DRIVEN INVESTMENTS LLC — notice-filed in ME. IAPD ↗
42
COMPREHENSIVE FINANCIAL CONSULTANTS — notice-filed in TX. IAPD ↗
42
INVESTED ADVISORS — notice-filed in MD. IAPD ↗
42
NETWORTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
SUSTAINABLE ADVISORS ALLIANCE LLC — notice-filed in IL. IAPD ↗
42
VITA PLANNING GROUP LLC — notice-filed in OR. IAPD ↗
42
CABIN ADVISORS, LLC — notice-filed in UT. IAPD ↗
42
CORNERSTONE WEALTH MANAGEMENT GROUP — notice-filed in SC. IAPD ↗
42
J.M. ARBOUR, LLC — notice-filed in CA. IAPD ↗
42
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
BLUEPRINT FINANCIAL ADVISORS — notice-filed in VA. IAPD ↗
42
HEISTEN FINANCIAL, LLC — notice-filed in NV. IAPD ↗
42
AVAIL INVESTMENT PARTNERS, LLC — notice-filed in GA. IAPD ↗
42
THE WEALTH BOUTIQUE — notice-filed in FL. IAPD ↗
42
OAC CAPITAL ADVISORS LLC — notice-filed in GA. IAPD ↗
42
SCRATCH CAPITAL — notice-filed in NE. IAPD ↗
42
COGENT PRIVATE WEALTH — notice-filed in TX. IAPD ↗
42
CONSCIOUS WEALTH INVESTMENTS, LLC — notice-filed in TX. IAPD ↗
42
BIG SKY WEALTH ADVISORS, LLC — notice-filed in WA. IAPD ↗
42
BURR FINANCIAL SERVICES, LLC — notice-filed in NV. IAPD ↗
42
HERITAGE ASSET MANAGEMENT, LLC — notice-filed in AK. IAPD ↗
42
PALM WEALTH PARTNERS — notice-filed in AZ. IAPD ↗
42
VIRTUS FINANCIAL PARTNERS — notice-filed in ME. IAPD ↗
42
TRUEDGE ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
RSG INVESTMENTS LLC — notice-filed in MO. IAPD ↗
42
FORTHRIGHT CAPITAL ADVISORY — notice-filed in RI. IAPD ↗
42
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — notice-filed in DC. IAPD ↗
42
JOSS BROWN WEALTH ADVISORS — notice-filed in VI. IAPD ↗
42
LAKESHORE CAPITAL GROUP, INC. — notice-filed in WI. IAPD ↗
42
RIGDEN CAPITAL STRATEGIES — notice-filed in KS. IAPD ↗
42
STIRLING FINANCIAL GROUP — notice-filed in NH. IAPD ↗
42
OXENFREE FINANCIAL — notice-filed in GA. IAPD ↗
42
FJELL CAPITAL — notice-filed in AZ. IAPD ↗
42
INTENTIONAL WEALTH STRATEGIES — notice-filed in MD. IAPD ↗
42
RASP WEALTH SOLUTIONS, LLC — notice-filed in MI. IAPD ↗
42
WAYSTONE ADVISORS LLC — notice-filed in FL. IAPD ↗
42
INDEPENDENT WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗
42
STONEPATH WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
42
NAUTA CAPITAL LLC — notice-filed in CA. IAPD ↗
42
WELCH FINANCIAL PLANNING, LLC — notice-filed in LA. IAPD ↗
42
SALUS FINANCIAL ADVISORS — notice-filed in WY. IAPD ↗
42
KILTER GROUP — notice-filed in VT. IAPD ↗
42
AGENTSMYTH ADVISORS — notice-filed in UT. IAPD ↗
42
BLUE JEAN FINANCIAL LLC — notice-filed in SC. IAPD ↗
42
OSPREY PRIVATE WEALTH LLC — notice-filed in MI. IAPD ↗
42
LFG WEALTH PARTNERS, LLC — notice-filed in TN. IAPD ↗
42
BELMONT PRIVATE WEALTH — notice-filed in FL. IAPD ↗
42
MAYNERICH FINANCIAL — notice-filed in TX. IAPD ↗
42
KONZA GLOBAL WEALTH GROUP — notice-filed in IL. IAPD ↗
42
PARK SQUARE FINANCIAL GROUP LLC — notice-filed in NE. IAPD ↗
42
OCM PRIVATE WEALTH, LLC — notice-filed in CO. IAPD ↗
42
WEALTHPOINT ADVISORS — notice-filed in TX. IAPD ↗
42
MARTINSEN WEALTH MANAGEMENT — notice-filed in UT. IAPD ↗
42
BXM WEALTH LLC — notice-filed in MO. IAPD ↗
42
LOOMIS CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗
42
BEACON CAPITAL ADVISORY GROUP — notice-filed in NH. IAPD ↗
42
ARGO WEALTH ADVISORY, LLC — notice-filed in TX. IAPD ↗
42
CAPSTONE RIA — notice-filed in MT. IAPD ↗
42
EXCELSIOR ADVISOR NETWORK LLC — notice-filed in AZ. IAPD ↗
42
TENZING FINANCIAL LLC — notice-filed in NC. IAPD ↗
42
ELEVATED PRIVATE WEALTH — notice-filed in FL. IAPD ↗
42
PROTOCOL WEALTH, LLC — notice-filed in PA. IAPD ↗
42
THRYVE WEALTH MANAGEMENT — notice-filed in WY. IAPD ↗
42
PRESTIGE WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
42
CIO CAPITAL GROUP LLC — notice-filed in SC. IAPD ↗
42
PARK STATE ASSET MANAGEMENT LLC — notice-filed in CT. IAPD ↗
42
CHARMARLINE WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗
42
SHERPA CAPITAL MANAGEMENT — notice-filed in NH. IAPD ↗
40
ALERE PLANNING LLC — filed an Item 4A succession naming ALERE PLANNING LLC (CRD 286121) — an entity change, not a deal. IAPD ↗
90
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
90
PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
90
PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
90
GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
85
NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
85
MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
85
85
CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
85
WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
85
VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
85
AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
85
BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
85
VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
83
RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
83
DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
83
EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
83
CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
83
HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
83
IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
83
FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
83
ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
83
MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
83
ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
83
FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
83
PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
83
INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
83
1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
80
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
80
FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
80
GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
80
DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
80
FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
80
APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
80
BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
80
CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
80
SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
80
DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
80
DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
80
YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
80
EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
80
RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
80
CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
80
CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
80
MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
80
HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
80
ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
80
HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
80
FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
80
SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
80
ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
80
TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
80
IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
80
DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
80
VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
80
GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
80
OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
80
80
CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
80
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
80
ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
75
PNC STEEL CITY ADVISORS, LLC — crossed $1B in regulatory AUM ($665.5M -> $1.70B). IAPD ↗institutional
75
73
70
70
70
70
70
70
70
NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
70
QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
70
ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
70
M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
70
TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
70
CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
68
HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
68
KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
68
SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
68
VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
65
ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
65
INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
65
WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
65
GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
65
ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
65
KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
65
ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
65
ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
65
65
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
65
GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
65
VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
65
RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
65
SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
63
62
60
60
60
60
60
60
58
DELTROIT ASSET MANAGEMENT (US) LLC — now reports custody of client assets ($589.2M). IAPD ↗institutional
58
58
58
58
58
58
58
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 4 to 6 advisory reps. IAPD ↗fund
56
56
55
55
55
55
55
55
55
55
55
55
55
55
55
55
55
54
53
53
53
53
53
53
52
52
51
50
50
50
50
50
50
49
46
45
JOHN HANCOCK VARIABLE TRUST ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 4 (64 -> 68). IAPD ↗institutional
45
SUNAMERICA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗institutional
45
MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗institutional
45
INVESCO CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗institutional
45
COMPASS GROUP MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 4 (5 -> 9). IAPD ↗institutional
45
45
45
45
43
COUNTERPOINTE INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗institutional
40
40
40
40
TAULA CAPITAL MANAGEMENT (DIFC) LTD — now reports custody of client assets ($316.97B). IAPD ↗foreign
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 3 (703 -> 706). IAPD ↗institutional
40
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional
40
BNY MELLON INVESTMENT ADVISER, INC. — 's Item 11 disclosure-reporting entries rose by 3 (21 -> 24). IAPD ↗fund
40
40
40
BROOKFIELD ASSET MANAGEMENT PIC US, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗fund
40
40
TZP MANAGEMENT ASSOCIATES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗fund
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 22 (87 -> 109). IAPD ↗fund
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 7 (134 -> 141). IAPD ↗institutional
40
40
PARTNERS GROUP US MANAGEMENT CLO LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
40
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗fund
40
WINCORAM ASSET MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
40
HALBERT WEALTH MANAGEMENT, INC — notice-filed in AZ, CA, CO, FL, IA, LA, MI, MN, NC, NH, NY, OH, VA, WA. IAPD ↗institutional
39
38
38
CALLODINE CREDIT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
38
BRIDGE NET LEASE FUND MANAGER LLC — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗fund
37
37
37
37
37
37
37
36
35
35
35
35
DIGITAL ASSET MANAGEMENT — notice-filed in CA, CO, DE, FL, GA, MD, NJ, NV, NY, OR, TX, UT, VA, WY. IAPD ↗fund
35
35
34
34
34
34
34
32
32
32
32
32
32
32
32
32
32
32
32
32
30
30
30
30
30
30
27
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign
25
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (138 -> 141). IAPD ↗foreign
25
BURGUNDY ASSET MANAGEMENT LTD. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (142 -> 145). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign
25
MERRICKS CAPITAL PTY LTD — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
25
QIC INVESTMENTS NO. 1 PTY LTD — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
25
GULF INTERNATIONAL BANK (UK) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗foreign
23
1832 ASSET MANAGEMENT U.S. INC. — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗foreign
20
FIRST TRUST GLOBAL PORTFOLIOS LTD. — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗foreign
20
19
19
17
17
17
15
INVESCO MANAGEMENT S.A. — filed an Item 4A succession naming INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH (CRD 143238) — an entity change, not a deal. IAPD ↗foreign
15
GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED — filed an Item 4A succession naming GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED (CRD 281555) — an entity change, not a deal. IAPD ↗foreign
15
GORDIAN CAPITAL JAPAN LIMITED — filed an Item 4A succession naming GORDIAN CAPITAL JAPAN LIMITED (CRD 309108) — an entity change, not a deal. IAPD ↗foreign
14
14
12
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.