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WERNER FINANCIAL

INDIANAPOLIS, IN · CRD 315220 · IAPD ↗ · wernerfinancial.com · 317-735-9202

$152.4MRegulatory AUM
2Advisory reps
5Employees
0Clients
More than 500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
February 2026 — WERNER FINANCIAL reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
February 2026 — WERNER FINANCIAL reported RAUM up 48% ($102.7M -> $152.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
December 2025 — WERNER FINANCIAL notice-filed in FL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — WERNER FINANCIAL (INDIANAPOLIS, IN) is newly SEC-registered with $102.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.