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DIVERSIFIED FINANCIAL ADVISORS, LLC

TOWN AND COUNTRY, MO · CRD 118261 · IAPD ↗ · diversifiedfa.com · 800-307-0376

$585.9MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — DIVERSIFIED FINANCIAL ADVISORS, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — DIVERSIFIED FINANCIAL ADVISORS, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — DIVERSIFIED FINANCIAL ADVISORS, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — DIVERSIFIED FINANCIAL ADVISORS, LLC shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2025 — DIVERSIFIED FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($451.2M -> $512.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.