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DOCK STREET ASSET MANAGEMENT INC

PALM BEACH, FL · CRD 111163 · IAPD ↗ · dockstreet.com · 203-532-9470

$1.11BRegulatory AUM
4Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — DOCK STREET ASSET MANAGEMENT INC notice-filed in OH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — DOCK STREET ASSET MANAGEMENT INC crossed $1B in regulatory AUM ($905.8M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — DOCK STREET ASSET MANAGEMENT INC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — DOCK STREET ASSET MANAGEMENT INC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
November 2024 — DOCK STREET ASSET MANAGEMENT INC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — DOCK STREET ASSET MANAGEMENT INC reported RAUM up 42% ($514.6M -> $732.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.