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LYONS CAPITAL GROUP

SHREVEPORT, LA · CRD 335733 · IAPD ↗ · 318-455-7790

$165.9MRegulatory AUM
2Advisory reps
6Employees
0Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — LYONS CAPITAL GROUP now reports custody of client assets ($18.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2026 — LYONS CAPITAL GROUP reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
December 2025 — LYONS CAPITAL GROUP notice-filed in FL, MO, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2025 — LYONS CAPITAL GROUP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2025 — LYONS CAPITAL GROUP (SHREVEPORT, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.