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DOGWOOD WEALTH MANAGEMENT, LLC

LENEXA, KS · CRD 317580 · IAPD ↗ · (913) 232-2900

$257.2MRegulatory AUM
4Advisory reps
6Employees
8Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — DOGWOOD WEALTH MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2026 — DOGWOOD WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
December 2025 — DOGWOOD WEALTH MANAGEMENT, LLC notice-filed in FL, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2025 — DOGWOOD WEALTH MANAGEMENT, LLC reported RAUM up 37% ($148.6M -> $204.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2025 — DOGWOOD WEALTH MANAGEMENT, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
March 2024 — DOGWOOD WEALTH MANAGEMENT, LLC reported RAUM up 59% ($93.4M -> $148.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.