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SAFE HARBOR WEALTH ADVISORS, LLC

DUBLIN, OH · CRD 284613 · IAPD ↗ · safeharboroh.net · 614-760-0670

$167.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
December 2025 — SAFE HARBOR WEALTH ADVISORS, LLC notice-filed in KY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
December 2025 — SAFE HARBOR WEALTH ADVISORS, LLC reported RAUM up 26% ($128.8M -> $162.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
May 2024 — SAFE HARBOR WEALTH ADVISORS, LLC (DUBLIN, OH) is newly SEC-registered with $101.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.