← Tributary

GATEWAY INVESTMENT ADVISERS, LLC

CINCINNATI, OH · CRD 146681 · IAPD ↗ · 513-719-1100

$11.59BRegulatory AUM
10Advisory reps
28Employees
0Clients
n/aPlanning clients
0Private funds
22States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — GATEWAY INVESTMENT ADVISERS, LLC notice-filed in LA, MO, OR, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — GATEWAY INVESTMENT ADVISERS, LLC notice-filed in GA, HI, IL, MI, MN, NC, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — GATEWAY INVESTMENT ADVISERS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2025 — GATEWAY INVESTMENT ADVISERS, LLC notice-filed in CA, CT, NV, NY, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
December 2025 — GATEWAY INVESTMENT ADVISERS, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2024 — GATEWAY INVESTMENT ADVISERS, LLC notice-filed in MA, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.